C•••••• X••

Advisor at P•••••••• A•••••••

WEST WINDSOR, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••••	National bd RIA	Jul 15, 2026	n/a	yes	WEST WINDSOR, NJ	Current employment
P•••••••• A•••••••	National bd RIA	Jan 3, 2024	Aug 23, 2024	no	WEST WINDSOR, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• A•••••••• L••	P•••••••• A•••••••	Feb 1, 2022	Jan 3, 2024	701	Firm change after gap	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••••••••• A•••••••• L••	Jan 9, 2020	Apr 27, 2020

Relationships

Registered with (4)

→ P•••••••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2024 to Aug 23, 2024factForm ADV
→ T••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2020 to Feb 1, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 21, 2018 to Jan 9, 2020factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Order

Occurred
1 Feb 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 26, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.