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Advisor at J.P. MORGAN SECURITIES LLC
Laguna Niguel, CA | Garden Grove, CA | SEAL BEACH, CA | HUNTINGTON BEACH, CA | HUNTINGTON BCH, CA | LOS ALAMITOS, CA | WESTMINSTER, CA | CYPRESS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 25, 2025 | n/a | yes | WESTMINSTER, CA|HUNTINGTON BEACH, CA|SEAL BEACH, CA|SEAL BEACH, CA|CYPRESS, CA|WESTMINSTER, CA|HUNTINGTON BEACH, CA|HUNTINGTON BEACH, CA|WESTMINSTER, CA|LOS ALAMITOS, CA|HUNTINGTON BCH, CA|HUNTINGTON BEACH, CA|LOS ALAMITOS, CA|Garden Grove, CA|Laguna Niguel, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 18, 2019 | Mar 6, 2025 | no | NEWPORT BEACH, CA|NEW YORK, NY|STAMFORD, CT|NEWPORT BEACH, CA|Irvine, CA|NEW YORK, NY | Previous registration |
| BOFA SECURITIES, INC. | No RAUM reported | May 10, 2019 | Jun 25, 2019 | no | NEW YORK, NY|NEWPORT BEACH, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 10, 2014 | May 10, 2019 | no | IRVINE, CA|NEWPORT BEACH, CA|SAN FRANCISCO, CA|JACKSONVILLE, FL|IRVINE, CA|NEWPORT BEACH, CA|NEW YORK, NY|NEW YORK, NY|NEWPORT BEACH, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 24, 2004 | Sep 8, 2005 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Mar 6, 2025 | Mar 25, 2025 | 19 | Firm change | Wirehouse to wirehouse |
| BOFA SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 25, 2019 | Jun 18, 2019 | -7 | Channel change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BOFA SECURITIES, INC. | May 10, 2019 | May 10, 2019 | 0 | Channel change | Other |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 8, 2005 | Sep 10, 2014 | 3,289 | Firm change after gap | Other |