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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

RANDOLPH CIENEGA RODRIGUEZ

Advisor at CL WEALTH MANAGEMENT LLC

SCHAUMBURG, IL | La Jolla, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Nov 12, 1999
First registration: Jan 23, 2008
Dual registered: yes, broker-dealer
Other names: RANDY CIENEGA RODRIGUEZ
IAPD individual key: 4061386

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CL WEALTH MANAGEMENT LLC	Independent wealth	Feb 24, 2016	n/a	yes	SCHAUMBURG, IL\|La Jolla, CA	Current employment
B.B. GRAHAM & COMPANY, INC.	Independent wealth	Feb 6, 2015	Mar 16, 2016	no	ORANGE, CA\|ORANGE, CA\|LA JOLLA, CA	Previous registration
AMERICAN ASSET ADVISORY, LLC	n/a	Oct 25, 2013	Jan 12, 2015	no	COSTA MESA, CA\|LA JOLLA, CA	Previous registration
JRL CAPITAL ADVISORS LLC	Former SEC adviser	Jul 20, 2011	Sep 6, 2011	no	SAN DIEGO, CA\|NEWPORT BEACH, CA	Previous registration
WFP SECURITIES	n/a	Feb 4, 2009	Jul 18, 2011	no	SAN DIEGO, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 23, 2008	Sep 17, 2008	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B.B. GRAHAM & COMPANY, INC.	CL WEALTH MANAGEMENT LLC	Mar 16, 2016	Feb 24, 2016	-21	Firm change	Other
AMERICAN ASSET ADVISORY, LLC	B.B. GRAHAM & COMPANY, INC.	Jan 12, 2015	Feb 6, 2015	25	Firm change	Other
JRL CAPITAL ADVISORS LLC	AMERICAN ASSET ADVISORY, LLC	Sep 6, 2011	Oct 25, 2013	780	Firm change after gap	Other
WFP SECURITIES	JRL CAPITAL ADVISORS LLC	Jul 18, 2011	Jul 20, 2011	2	Firm change	Other
MORGAN STANLEY & CO. LLC	WFP SECURITIES	Sep 17, 2008	Feb 4, 2009	140	Firm change	Other

Relationships

Registered with (6)

→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 24, 2016 to presentfactForm ADV
→ B.B. GRAHAM & COMPANY, INC.Registered adviserregistration: previous registration
Feb 6, 2015 to Mar 16, 2016factForm ADV
→ AMERICAN ASSET ADVISORY, LLCRegistered adviserregistration: previous registration
Oct 25, 2013 to Jan 12, 2015factForm ADV
→ JRL CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Jul 20, 2011 to Sep 6, 2011factForm ADV
→ WFP SECURITIESRegistered adviserregistration: previous registration
Feb 4, 2009 to Jul 18, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 23, 2008 to Sep 17, 2008factForm ADV

Dated events

No dated event names this entity yet.