DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Randolph Cienega Rodriguez
Feed of 09/15/2026
Also filed as Randy Cienega Rodriguez
At current firm
10 y
since Feb 24, 2016
In the industry
26 y
since Nov 12, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cl Wealth Management LLC independent RIA currentsince Feb 24, 2016 · Schaumburg, Il
- B.B. Graham & Company, Inc. independent RIAFeb 6, 2015 to Mar 16, 2016 · Orange, Ca
- American Asset Advisory, LLC unclassifiedOct 25, 2013 to Jan 12, 2015 · Costa Mesa, Ca
- Jrl Capital Advisors LLC formerJul 20, 2011 to Sep 6, 2011 · San Diego, Ca
- Wfp Securities unclassifiedFeb 4, 2009 to Jul 18, 2011 · San Diego, Ca
- Morgan Stanley & Co. LLC unclassifiedJan 23, 2008 to Sep 17, 2008 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- B.B. Graham & Company, Inc. to Cl Wealth Management LLCleft Mar 16, 2016, registered Feb 24, 2016 (-21 days) · Other
- American Asset Advisory, LLC to B.B. Graham & Company, Inc.left Jan 12, 2015, registered Feb 6, 2015 (25 days) · Other
- Jrl Capital Advisors LLC to American Asset Advisory, LLCleft Sep 6, 2011, registered Oct 25, 2013 (780 days) · Other
- Wfp Securities to Jrl Capital Advisors LLCleft Jul 18, 2011, registered Jul 20, 2011 (2 days) · Other
- Morgan Stanley & Co. LLC to Wfp Securitiesleft Sep 17, 2008, registered Feb 4, 2009 (140 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address