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F•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

F•••••• M••••

Advisor at C•••• S•••• F•••••••• G•••• L••

CITRUS HEIGHTS, CA | ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:3dd95707-2ed9-fdf5-4d3c-dcbe3eb43414

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• S•••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• S•••• F•••••••• G•••• L••	Independent wealth	Dec 11, 2025	n/a	yes	ALBUQUERQUE, NM\|CITRUS HEIGHTS, CA	Current employment
F•••••••• D••••	n/a	Jun 11, 2020	Nov 18, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• D••••	C•••• S•••• F•••••••• G•••• L••	Nov 18, 2022	Dec 11, 2025	1,119	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••• S•••• F•••••••• G•••• L••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ F•••••••• D••••Registered adviserregistration: previous registration
Jun 11, 2020 to Nov 18, 2022factForm ADV

Dated events

Occurred
Nov 18, 2022
Advisor changed firm
F•••••• M•••• left F•••••••• D•••• for C•••• S•••• F•••••••• G•••• L•• (registered 2025-12-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3dd95707-2ed9-fdf5-4d3c-dcbe3eb43414
First observed: Jun 11, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.