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S•••• K• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S•••• K• G••••••

Advisor at M••• W•••••

DENVER, CO

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Search this name across graphsid dfx:ria:3ddd8ed4-c9e6-6b8f-8757-9dce4f3db828

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• W•••••	Independent wealth	Jul 10, 2025	n/a	yes	DENVER, CO	Current employment
W•••••• • R•••	Former SEC adviser	Jul 31, 2006	Aug 27, 2007	no	FORT COLLINS, CO\|FT. COLLINS, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	M••• W•••••	Aug 27, 2007	Jul 10, 2025	6,527	Firm change after gap	Other

Relationships

Registered with (2)

→ M••• W•••••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jul 31, 2006 to Aug 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ddd8ed4-c9e6-6b8f-8757-9dce4f3db828
First observed: Jul 31, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.