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C••••• C•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C••••• C•••••• S•••••

Advisor at E•••••• A••••••• G••••• L••

Williamsburg, VA | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:3dde1ba3-0347-fe0c-6269-14a09979b9ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Mar 1, 2021	n/a	yes	GREENWOOD VILLAGE, CO\|Williamsburg, VA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 27, 2016	Feb 22, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	E•••••• A••••••• G••••• L••	Feb 22, 2021	Mar 1, 2021	7	Firm change	Other
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016

Relationships

Registered with (5)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Mar 1, 2021 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2016 to Feb 22, 2021factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2016 to Dec 31, 2016factForm ADV
→ B•• M••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3dde1ba3-0347-fe0c-6269-14a09979b9ae
First observed: Oct 23, 2008
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.