DFX Intelligence

K•••• L•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant|Chartered Financial Analyst20 years in industry

K•••• L•••••• S•••

Advisor at C•••• C••• W••••• P•••••••

DENVER, CO | BLOOMINGTON, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3de9e5c9-053c-18a7-236a-dba44509758b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C••• W••••• P•••••••	Independent wealth	Aug 11, 2025	n/a	yes	DENVER, CO\|BLOOMINGTON, MN	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Jul 29, 2020	Sep 10, 2025	no	Denver, CO\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	C•••• C••• W••••• P•••••••	Sep 10, 2025	Aug 11, 2025	-30	Firm change	Ibd to new firm
T••••••• I••••••••• M••••••••• I•••	T••••••• A•••••• N••••••• L••	Aug 26, 2020	Jul 29, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
304569:336245:MN:2025-09-10	Sep 10, 2025	Aug 11, 2025	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (4)

→ C•••• C••• W••••• P•••••••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 29, 2020 to Sep 10, 2025factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2007 to Aug 26, 2020factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Sep 10, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3de9e5c9-053c-18a7-236a-dba44509758b
First observed: Apr 28, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.