DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• L•••••• S•••

C•••• C••• W••••• P•••••••independent RIADenver, Co IA-onlyIAPD 5056345

Chartered Financial Consultant · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Keith L Sapp

At current firm

1 y

since Aug 11, 2025

In the industry

20 y

since Dec 22, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• C••• W••••• P••••••• independent RIA current
since Aug 11, 2025 · Denver, Co
T••••••• A•••••• N••••••• L•• BD affiliated
Jul 29, 2020 to Sep 10, 2025 · Denver, Co
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jun 29, 2007 to Aug 26, 2020 · Johnstown, Co
N•• A•••••• S•••••••• L•• former
Apr 28, 2006 to Jun 28, 2007 · Boulder, Co

Moves

a registration end followed by a registration begin elsewhere

T••••••• A•••••• N••••••• L•• to C•••• C••• W••••• P•••••••
left Sep 10, 2025, registered Aug 11, 2025 (-30 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
T••••••• I••••••••• M••••••••• I••• to T••••••• A•••••• N••••••• L••
left Aug 26, 2020, registered Jul 29, 2020 (-28 days) · corporate re-registration, not a move
N•• A•••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Jun 28, 2007, registered Jun 29, 2007 (1 days) · Other

Signals

K•••• L•••••• S••• left T••••••• A•••••• N••••••• L•• for C•••• C••• W••••• P••••••• (registered 2025-08-11)
Sep 10, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address