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Advisor at NORTHROCK PARTNERS, LLC
Auburn, CA | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHROCK PARTNERS, LLC | Independent wealth | Jul 10, 2025 | n/a | yes | MINNEAPOLIS, MN|Auburn, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 14, 2004 | Jul 31, 2025 | no | Roseville, CA|AUBURN, CA|AUBURN, CA|Lincoln, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | NORTHROCK PARTNERS, LLC | Jul 31, 2025 | Jul 10, 2025 | -21 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:167908:CA:2025-07-14 | Jul 31, 2025 | Jul 10, 2025 | LINCOLN, CA | Firm change |