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CRD 165560
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID JAMES DUNN | n/a | LAS VEGAS, NV | 13 | 32 | 5 | no |
| MARTIN TICO ORTON | n/a | LAS VEGAS, NV | Fullerton, CA | 13 | 30 | 3 | no |
| KERRI LYNN DUNN | n/a | LAS VEGAS, NV | 1 | 16 | n/a | no |
| Evelyn Foo | n/a | LAS VEGAS, NV | Newport Beach, CA | 1 | 10 | n/a | no |
| MICHAEL DANIEL IMMERMAN | n/a | NEWPORT BEACH, CA | LAS VEGAS, NV | 1 | 22 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| KINGSBRIDGE ALTERNATIVE STRATEGIES FUND, LP | Real Estate Fund | $214M | Oct 15, 2024 | 74 | Sep 25, 2012 | reported | 021-1445436 |
| KINGSBRIDGE VENTURES RLF, LP | Venture Capital Fund | $19.8M | Oct 15, 2024 | 9 | Mar 1, 2018 | reported | 021-358294 |
| KINGSBRIDGE VENTURES I, LP | Venture Capital Fund | $9.4M | Oct 15, 2024 | 15 | Mar 17, 2016 | reported | n/a |
| KINGSBRIDGE VENTURES IV LP | Venture Capital Fund | $8.4M | Oct 15, 2024 | 13 | Mar 1, 2018 | reported | 021-358292 |
| KINGSBRIDGE VENTURES V LP | Venture Capital Fund | $4.6M | Oct 15, 2024 | 15 | Mar 28, 2021 | reported | 021-38586 |
| KINGSBRIDGE SPV II | Venture Capital Fund | $4.2M | Oct 15, 2024 | 12 | Mar 29, 2022 | reported | 021-452256 |
| KINGSBRIDGE VENTURES III, LP | Venture Capital Fund | $984,366 | Nov 6, 2020 | 16 | Mar 17, 2016 | dropped | n/a |
| KINGSBRIDGE VENTURES II, LP | Venture Capital Fund | $185,000 | Mar 18, 2016 | 15 | Mar 17, 2016 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUNN FAMILY TRUST | Owner | D | yes | 03/2018 | Feb 21, 2019 | Oct 15, 2024 |
| DUNN, DAVID, JAMES | Trustee | D | yes | 03/2018 | Sep 25, 2012 | Oct 15, 2024 |
| DUNN, DAVID, JAMES | President | Na | yes | 09/2012 | Sep 25, 2012 | Oct 15, 2024 |
| DUNN, KERRI, LYNN | Trustee | D | yes | 03/2018 | Sep 25, 2012 | Oct 15, 2024 |
| DUNN, KERRI, LYNN | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | Na | yes | 09/2012 | Sep 25, 2012 | Oct 15, 2024 |
| ORTON, MARTIN, TICO | SR. VICE PRESIDENT | A | yes | 09/2012 | Sep 25, 2012 | Oct 15, 2024 |
| GINA KNOX SEPARATELY HELD PROPERTY TRUST | Shareholder | B | no | 04/2018 | Feb 21, 2019 | Oct 15, 2024 |
| HALL FAMILY TRUST | Shareholder | A | no | 07/2020 | Aug 11, 2020 | Oct 15, 2024 |
| HALL, DONALD, EDWIN | Trustee | F | no | 08/2019 | Aug 11, 2020 | Oct 15, 2024 |
| HOLZMAN, EDWARD, MICHAEL | Trustee | F | no | 12/2009 | Mar 7, 2014 | Oct 15, 2024 |
| HOLZMAN, JESSICA, B. | Trustee | F | no | 12/2009 | Mar 7, 2014 | Oct 15, 2024 |
| KNOX 2009 INVESTMENT TRUST, FBO EDWARD M. HOLZMAN | Shareholder | A | no | 09/2012 | Sep 25, 2012 | Oct 15, 2024 |
| KNOX 2009 INVESTMENT TRUST, FBO JESSICA B. HOLZMAN | Shareholder | A | no | 09/2012 | Mar 7, 2014 | Oct 15, 2024 |
| KNOX, GINA | Trustee | F | no | 04/2018 | Feb 21, 2019 | Oct 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KINGSBRIDGE PARTNERS, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEWPORT BEACH | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 10, 2026 | $469M | $469M | 8 | 4 | 1 | n/a | n/a |
| 2024 | Mar 13, 2025 | $489M | $489M | 8 | 4 | 1 | 7 | n/a |
| 2023 | Mar 16, 2024 | $453M | $453M | 5 | 3 | 1 | 6 | $260M |
| 2022 | Mar 29, 2023 | $308M | $308M | 4 | 3 | 0 | 6 | $138M |
| 2021 | Mar 29, 2022 | $315M | $315M | 6 | 3 | 0 | 6 | $110M |
| 2020 | Mar 28, 2021 | $281M | $281M | 6 | 3 | 0 | 5 | $90.0M |
| 2019 | Mar 16, 2020 | $229M | $216M | 6 | 3 | 0 | 5 | $55.8M |
| 2018 | Feb 21, 2019 | $204M | $189M | 6 | 3 | 0 | 5 | $43.6M |
| 2017 | Mar 1, 2018 | $186M | $186M | 6 | 3 | 0 | 5 | $33.0M |
| 2016 | Mar 29, 2017 | $157M | $157M | 4 | 3 | n/a | 3 | $24.1M |
| 2015 | Mar 17, 2016 | $135M | $135M | 3 | 3 | n/a | 4 | $25.6M |
| 2014 | Mar 13, 2015 | $157M | $157M | 4 | 3 | n/a | 1 | $20.5M |
| 2013 | Mar 7, 2014 | $132M | $123M | 3 | 3 | n/a | 1 | $18.5M |
| 2012 | Jan 11, 2013 | $111M | $107M | 4 | 2 | n/a | 1 | $16.4M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $469M | $489M | -4.1% | $308M | 15.0% | 8 | 8 | 1 | 1 |