DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kingsbridge Wealth Management, Inc.
Latest filing Mar 10, 2026
First filing on the tape Sep 25, 2012 · 32 filings
SEC status approved since Oct 1, 2012
RAUM
$469M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$440M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$93.9M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$469M as of Mar 10, 2026
Jan 11, 2013$111M then
HNW client RAUM$439M as of Mar 10, 2026
Mar 1, 2018$147M then
State-registered IARs (5.B.3)4 as of Mar 10, 2026
Jan 11, 20130 then
Employees (5.A)8 as of Mar 10, 2026
Jan 11, 20134 then
Private funds7 as of May 16, 2025
Jan 11, 20131 then
RAUM -4.1% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $93.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.8MderivedHNW RAUM over HNW clients
- Average account
- $9.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $5.6M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$439M94%
- Charitable organizations$29.5M6.3%
- Individuals$642,1100.1%
- Individual clients
- 5reported
- HNW clients
- 45reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 52reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.6M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Martin Tico Orton | Las Vegas, Nv | Oct 1, 2012 | 30 y | 3 |
| David James Dunn | Las Vegas, Nv | Oct 1, 2012 | 32 y | 5 |
| Kerri Lynn Dunn | Las Vegas, Nv | Jan 29, 2025 | 16 y | 0 |
| Evelyn Foo | Las Vegas, Nv | May 1, 2025 | 10 y | 0 |
| Michael Daniel Immerman | Newport Beach, Ca | Aug 20, 2025 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- David James Dunn from Kingsbridge Private Wealth Management, Inc.Oct 1, 2012 · Other
- Martin Tico Orton from Kingsbridge Private Wealth Management, Inc.Oct 1, 2012 · Other
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Kingsbridge Alternative Strategies Fund, LP | Real Estate Fund | $214M | 74 | Sep 25, 2012 |
| Kingsbridge Ventures Rlf, LP | Venture Capital Fund | $19.8M | 9 | Mar 1, 2018 |
| Kingsbridge Ventures I, LP | Venture Capital Fund | $9.4M | 15 | Mar 17, 2016 |
| Kingsbridge Ventures IV LP | Venture Capital Fund | $8.4M | 13 | Mar 1, 2018 |
| Kingsbridge Ventures V LP | Venture Capital Fund | $4.6M | 15 | Mar 28, 2021 |
| Kingsbridge Spv II | Venture Capital Fund | $4.2M | 12 | Mar 29, 2022 |
| Kingsbridge Ventures III, LPno longer reported | Venture Capital Fund | $984,366 | 16 | Mar 17, 2016 |
| Kingsbridge Ventures II, LPno longer reported | Venture Capital Fund | $185,000 | 15 | Mar 17, 2016 |
Owners and control persons
Schedule A and B, latest filing
- James David Dunn · Presidentcontrolsince 09/2012 · owns less than 5%
- Lynn Kerri Dunn · Executive Vice President And Chief Compliance Officercontrolsince 09/2012 · owns less than 5%
- Tico Martin Orton · Sr. Vice Presidentcontrolsince 09/2012 · owns 5% to 10%
- James David Dunn · Trusteecontrolsince 03/2018 · owns 50% to 75% of Dunn Family Trust
- Lynn Kerri Dunn · Trusteecontrolsince 03/2018 · owns 50% to 75% of Dunn Family Trust
- Edwin Donald Hall · Trusteesince 08/2019 · owns F of Hall Family Trust
- Michael Edward Holzman · Trusteesince 12/2009 · owns F of Knox 2009 Investment Trust, Fbo Jessica B. Holzman
- B. Jessica Holzman · Trusteesince 12/2009 · owns F of Knox 2009 Investment Trust, Fbo Jessica B. Holzman
- Gina Knox · Trusteesince 04/2018 · owns F of Gina Knox Separately Held Property Trust
Entity owners
- Dunn Family Trust · Ownerdirect · owns 50% to 75%
- Gina Knox Separately Held Property Trust · Shareholderdirect · owns 10% to 25%
- Hall Family Trust · Shareholderdirect · owns 5% to 10%
- Knox 2009 Investment Trust, Fbo Edward M. Holzman · Shareholderdirect · owns 5% to 10%
- Knox 2009 Investment Trust, Fbo Jessica B. Holzman · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Kingsbridge Partners, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 5 | 0 | 0 | ||
| Newport Beach, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 10, 2026RAUM per account of $9,025,443 against a peer median of $440,397 (5431 comparable advisers, 100.0th percentile, 5.8 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
- unusually large average HNW clientStatic outlier · filing Mar 10, 2026HNW RAUM per HNW client of $9,760,598 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 5.0 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
- account count collapseChange between filings · filing Mar 10, 2026accounts (Item 5.F.2.f) moved from 219.0 to 52.0 (-76.0%) between the annual amendments of 2025-03-13 and 2026-03-10; the peer median change was +5.0% (3688 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 0.5% percentile
- client mix shiftChange between filings · filing Mar 10, 2026private-client share of RAUM moved from 38.0% to 94.0% between the annual amendments of 2025-03-13 and 2026-03-10peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 10, 2026HNW share of RAUM moved from 38.0% to 94.0% between the annual amendments of 2025-03-13 and 2026-03-10peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 215 to 52Aug 5, 2025 to Mar 10, 2026
- HNW clients · 44 to 45Aug 5, 2025 to Mar 10, 2026
- Assets in custody · $624,263 to $5.6MAug 5, 2025 to Mar 10, 2026
- Employees · 7 to 8Aug 5, 2025 to Mar 10, 2026
- Financial planning clients · 1-10 to 0Aug 5, 2025 to Mar 10, 2026
- Discretionary RAUM · $380M to $469MAug 5, 2025 to Mar 10, 2026
- HNW RAUM · $352M to $439MAug 5, 2025 to Mar 10, 2026
- Individual RAUM · $653,319 to $642,110Aug 5, 2025 to Mar 10, 2026
- RAUM · $380M to $469MAug 5, 2025 to Mar 10, 2026
- Accounts · 219 to 215May 16, 2025 to Aug 5, 2025
- Advisory activities · 4 to 3May 16, 2025 to Aug 5, 2025
- Charity clients · unset to 2.0May 16, 2025 to Aug 5, 2025
- HNW clients · 33 to 44May 16, 2025 to Aug 5, 2025
- Individual clients · unset to 5.0May 16, 2025 to Aug 5, 2025
- Pooled vehicle clients · 6 to 0May 16, 2025 to Aug 5, 2025
- Assets in custody · $47.1M to $624,263May 16, 2025 to Aug 5, 2025
- Employees · 8 to 7May 16, 2025 to Aug 5, 2025
- Private funds · 7 to unsetMay 16, 2025 to Aug 5, 2025
- Discretionary RAUM · $489M to $380MMay 16, 2025 to Aug 5, 2025
- HNW RAUM · $184M to $352MMay 16, 2025 to Aug 5, 2025
- Individual RAUM · $900,539 to $653,319May 16, 2025 to Aug 5, 2025
- Pooled vehicle RAUM · $275M to $0May 16, 2025 to Aug 5, 2025
- RAUM · $489M to $380MMay 16, 2025 to Aug 5, 2025
- Related adviser · false to trueMay 16, 2025 to Aug 5, 2025
- Financial planning clients · 1-10 to 1-10Mar 13, 2025 to May 16, 2025
- Accounts · 217 to 219Oct 15, 2024 to Mar 13, 2025
- Advisory employees · 3 to 4Oct 15, 2024 to Mar 13, 2025
- HNW clients · 34 to 33Oct 15, 2024 to Mar 13, 2025
- Individual clients · 3.0 to unsetOct 15, 2024 to Mar 13, 2025
- Assets in custody · $47.0M to $47.1MOct 15, 2024 to Mar 13, 2025
- Employees · 5 to 8Oct 15, 2024 to Mar 13, 2025
- Private funds · 6 to 7Oct 15, 2024 to Mar 13, 2025
- Discretionary RAUM · $453M to $489MOct 15, 2024 to Mar 13, 2025
- HNW RAUM · $163M to $184MOct 15, 2024 to Mar 13, 2025
- Individual RAUM · $969,863 to $900,539Oct 15, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $258M to $275MOct 15, 2024 to Mar 13, 2025
- RAUM · $453M to $489MOct 15, 2024 to Mar 13, 2025
- Accounts · 240 to 217Jun 7, 2023 to Mar 16, 2024
- HNW clients · 32 to 34Jun 7, 2023 to Mar 16, 2024
- Individual clients · 6 to 3Jun 7, 2023 to Mar 16, 2024
Signals
4 dated events
- Kingsbridge Wealth Management, Inc. reported RAUM $453.1M, up 47% from $308.3M (2023-06-07 to 2024-03-16)Mar 16, 2024 · RAUM change · derived
- Edwin Donald Hall (Trusteee) appeared on Schedule A of Kingsbridge Wealth Management, Inc.Aug 11, 2020 · Control person joined · fact
- Gina Knox (Trustee) appeared on Schedule A of Kingsbridge Wealth Management, Inc.Feb 21, 2019 · Control person joined · fact
- Kingsbridge Wealth Management, Inc. filed its initial SEC registration (Form ADV)Sep 25, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Kingsbridge Wealth Management, Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 702-947-5160reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 949-620-0660reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kingsbridge-wealth-management-inc-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- kwm.us.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 702-947-5160reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- kwm.us.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- kwm.us.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Kingsbridge Wealth Management, Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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