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RIA / WealthAdvisorCertified Financial Planner34 years in industry

CHARLES KNAPP RANDALL

Advisor at RANDALL FINANCIAL LLC

ALBUQUERQUE, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3df33631-7137-cf13-3fc7-857ea01ee351

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RANDALL FINANCIAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 4, 1992
First registration: Mar 15, 2018
Dual registered: no
IAPD individual key: 2209839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RANDALL FINANCIAL LLC	State registered	Jul 6, 2023	n/a	yes	ALBUQUERQUE, NM	Current employment
LEGACY PRESERVATION	n/a	Dec 24, 2020	Nov 27, 2023	no	PHOENIX, AZ\|Albuquerque, NM	Previous registration
CONTINUUM ADVISORY, LLC	Independent wealth	Jul 27, 2020	Nov 27, 2023	no	Albuquerque, NM\|EAGLE, ID	Previous registration
PFG ADVISORS	Independent wealth	Apr 18, 2018	Jul 21, 2020	no	ALBUQUERQUE, NM	Previous registration
CUE FINANCIAL GROUP, INC.	Former SEC adviser	Mar 15, 2018	Dec 31, 2018	no	ALBUQUERQUE, NM\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONTINUUM ADVISORY, LLC	LEGACY PRESERVATION	Nov 27, 2023	Dec 24, 2020	-1,068	Firm change after gap	Other
LEGACY PRESERVATION	RANDALL FINANCIAL LLC	Nov 27, 2023	Jul 6, 2023	-144	Firm change after gap	Other
PFG ADVISORS	CONTINUUM ADVISORY, LLC	Jul 21, 2020	Jul 27, 2020	6	Firm change	RIA to RIA
CUE FINANCIAL GROUP, INC.	PFG ADVISORS	Dec 31, 2018	Apr 18, 2018	-257	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
21033:173344:AZ:2018-12-31	Dec 31, 2018	Apr 18, 2018	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (5)

→ RANDALL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 6, 2023 to presentfactForm ADV
→ CONTINUUM ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 27, 2020 to Nov 27, 2023factForm ADV
→ LEGACY PRESERVATIONRegistered adviserregistration: previous registration
Dec 24, 2020 to Nov 27, 2023factForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Apr 18, 2018 to Jul 21, 2020factForm ADV
→ CUE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 15, 2018 to Dec 31, 2018factForm ADV

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
Charles Knapp Randall left Legacy Preservation for Randall Financial Llc (registered 2023-07-06)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Advisor changed firm
Charles Knapp Randall left Continuum Advisory, Llc for Legacy Preservation (registered 2020-12-24)
Form ADVobserved 5 days ago