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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Arianne Frances Green

Advisor at SVB ASSET MANAGEMENT

Lakewood, CO

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Search this name across graphsid dfx:ria:3df8ad87-a350-3834-25eb-e608b38f1053

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SVB ASSET MANAGEMENT
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 20, 2004
First registration: Dec 13, 2004
Dual registered: yes, broker-dealer
Other names: Arianne Frances Smith|ARIANNE FRANCES GREEN|Arianne F. Green
IAPD individual key: 4765823

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB ASSET MANAGEMENT	Other adviser	Jun 12, 2026	n/a	yes	Lakewood, CO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 28, 2011	Apr 19, 2023	no	DENVER, CO\|DENVER, CO\|LAKEWOOD, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|DENVER, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	May 23, 2011	no	DENVER, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 13, 2004	Jan 3, 2011	no	WESTMINSTER, CO\|DENVER, CO\|NORTHGLENN, CO\|LAKEWOOD, CO\|THORNTON, CO\|NORTHGLENN, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SVB ASSET MANAGEMENT	Apr 19, 2023	Jun 12, 2026	1,150	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (3)

→ SVB ASSET MANAGEMENTRegistered adviserregistration: current employment
Jun 12, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 28, 2011 to Apr 19, 2023factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 13, 2004 to Jan 3, 2011factForm ADV

Dated events

Occurred
Apr 19, 2023
Advisor changed firm
Arianne Frances Green left Wells Fargo Advisors for Svb Asset Management (registered 2026-06-12)
Form ADVobserved 3 days ago