RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• F•••••• G••••
- S•• A•••• M••••••••• other currentsince Jun 12, 2026 · Lakewood, Co
- W•••• F•••• A••••••• wirehouseOct 28, 2011 to Apr 19, 2023 · Denver, Co
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to May 23, 2011 · Denver, Co
- W•••• F•••• I••••••••• L•• unclassifiedDec 13, 2004 to Jan 3, 2011 · Westminster, Co
- W•••• F•••• A••••••• to S•• A•••• M•••••••••left Apr 19, 2023, registered Jun 12, 2026 (1150 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- A•••••• F•••••• G•••• left W•••• F•••• A••••••• for S•• A•••• M••••••••• (registered 2026-06-12)Apr 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address