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CRD 284741
FORT COLLINS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| David Chadwick Jones | Certified Financial Planner | FORT COLLINS, CO | 9 | 11 | n/a | no |
| Jeffrey Blaine Kadavy | n/a | FORT COLLINS, CO | 9 | 16 | 2 | no |
| Peter Bowen Loritz | n/a | FORT COLLINS, CO | 9 | 10 | n/a | no |
| Mark Kenneth Kerwood | Chartered Financial Analyst | FORT COLLINS, CO | 9 | 18 | n/a | no |
| DAVID CHARLES JORDAN | Chartered Financial Analyst | FORT COLLINS, CO | 8 | 11 | n/a | no |
| Jennifer Collins Sherman | Certified Financial Planner | FORT COLLINS, CO | 6 | 18 | n/a | no |
| David Andrew Trigg | n/a | FORT COLLINS, CO | 4 | 10 | n/a | no |
| Jack Eugene Mannschreck | n/a | FORT COLLINS, CO | 2 | 13 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Jones, David, Chadwick | CHIEF PLANNING OFFICER | F | yes | 09/2016 | Aug 28, 2018 | Mar 27, 2024 |
| JORDAN, DAVID, CHARLES | CHIEF INVESTMENT OFFICER | Na | yes | 09/2019 | Mar 31, 2020 | Mar 27, 2024 |
| Kadavy, Jeffrey, Blaine | CHIEF COMPLIANCE OFFICER | C | yes | 03/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Kadavy, Jeffrey, Blaine | PRESIDENT & CEO | C | yes | 07/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Jones, David, Chadwick | CHIEF PLANNING OFFICER | B | no | 09/2016 | Aug 28, 2018 | Mar 27, 2024 |
| Kerwood, Mark, Kenneth | INVESTMENT STRATEGIST | B | no | 03/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Kerwood, Mark, Kenneth | CHIEF FINANCIAL OFFICER | F | no | 03/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Loritz, Peter, Bowen | CHIEF FIDUCIARY OFFICER | F | no | 03/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Loritz, Peter, Bowen | Principal | B | no | 03/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Zipser, Jacqueline, C | BOARD MEMBER | F | no | 03/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Zipser, Jacqueline, C | BOARD MEMBER | B | no | 03/2017 | Aug 28, 2018 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TRAIL RIDGE TRUST COMPANY, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Denver | Co | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 9, 2026 | $353M | $346M | 11 | 8 | 1 | n/a | n/a |
| 2024 | Mar 24, 2025 | $294M | $289M | 13 | 8 | 1 | n/a | n/a |
| 2023 | Mar 27, 2024 | $250M | $245M | 7 | 7 | 1 | n/a | n/a |
| 2022 | Mar 24, 2023 | $214M | $209M | 7 | 7 | 1 | n/a | n/a |
| 2021 | Mar 24, 2022 | $249M | $244M | 7 | 7 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $180M | $180M | 5 | 5 | 1 | n/a | n/a |
| 2019 | Mar 12, 2020 | $149M | $149M | 5 | 5 | 1 | n/a | n/a |
| 2018 | May 1, 2019 | $102M | $102M | 5 | 5 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $353M | $294M | 19.9% | $214M | 18.2% | 11 | 13 | 1 | 1 |