DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Trail Ridge Investment Advisors, LLC
Latest filing Mar 9, 2026
First filing on the tape Aug 28, 2018 · 29 filings
SEC status approved since Sep 25, 2018
RAUM
$353M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
68%
$242M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$44.1M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$353M as of Mar 9, 2026
May 1, 2019$102M then
HNW client RAUM$193M as of Mar 9, 2026
May 1, 2019$71.7M then
State-registered IARs (5.B.3)8 as of Mar 9, 2026
May 1, 20195 then
Employees (5.A)11 as of Mar 9, 2026
May 1, 20195 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $44.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $758,952derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $27.4M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$193M72%
- Individuals$49.0M18%
- Insurance companies$14.8M5.5%
- Charitable organizations$10.7M4.0%
- Individual clients
- 107reported
- HNW clients
- 51reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 465reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $27.4M for 16 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.68 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Chadwick JonesCertified Financial Planner | Fort Collins, Co | Nov 7, 2016 | 11 y | 0 |
| Jeffrey Blaine Kadavy | Fort Collins, Co | Jan 4, 2017 | 16 y | 2 |
| Peter Bowen Loritz | Fort Collins, Co | Feb 3, 2017 | 10 y | 0 |
| Mark Kenneth KerwoodChartered Financial Analyst | Fort Collins, Co | Mar 16, 2017 | 18 y | 0 |
| David Charles JordanChartered Financial Analyst | Fort Collins, Co | Apr 26, 2018 | 11 y | 0 |
| Jennifer Collins ShermanCertified Financial Planner | Fort Collins, Co | Jul 6, 2020 | 18 y | 0 |
| David Andrew Trigg | Fort Collins, Co | Feb 7, 2022 | 10 y | 0 |
| Jack Eugene Mannschreck | Fort Collins, Co | Apr 4, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jeffrey Blaine Kadavy from First National Capital Markets, Inc.Jan 4, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles David Jordan · Chief Investment Officercontrolsince 09/2019 · owns less than 5%
- Blaine Jeffrey Kadavy · Chief Compliance Officercontrolsince 03/2017 · owns 25% to 50%
- Chadwick David Jones · Chief Planning Officercontrolsince 09/2016 · owns F of Trail Ridge Wealth Management, Inc.
- Blaine Jeffrey Kadavy · President & Ceocontrolsince 07/2017 · owns 25% to 50% of Trail Ridge Investment Advisors, LLC
- Chadwick David Jones · Chief Planning Officersince 09/2016 · owns 10% to 25%
- Kenneth Mark Kerwood · Investment Strategistsince 03/2017 · owns 10% to 25%
- Bowen Peter Loritz · Principalsince 03/2017 · owns 10% to 25%
- C Jacqueline Zipser · Board Membersince 03/2017 · owns 10% to 25%
- Kenneth Mark Kerwood · Chief Financial Officersince 03/2017 · owns F of Trail Ridge Investment Advisors, LLC
- Bowen Peter Loritz · Chief Fiduciary Officersince 03/2017 · owns F of Trail Ridge Investment Advisors, LLC
- C Jacqueline Zipser · Board Membersince 03/2017 · owns F of Trail Ridge Investment Advisors, LLC
Related persons
Schedule D 7.A
- Trail Ridge Trust Company, LLCy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Collins, Co · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO4 employees
What changed
consecutive filings, newest first
- Accounts · 413 to 465Dec 1, 2025 to Mar 9, 2026
- Charity clients · 4 to 3Dec 1, 2025 to Mar 9, 2026
- HNW clients · 47 to 51Dec 1, 2025 to Mar 9, 2026
- Individual clients · 94 to 107Dec 1, 2025 to Mar 9, 2026
- Assets in custody · $89.7M to $27.4MDec 1, 2025 to Mar 9, 2026
- Employees · 13 to 11Dec 1, 2025 to Mar 9, 2026
- Discretionary RAUM · $289M to $346MDec 1, 2025 to Mar 9, 2026
- HNW RAUM · $175M to $193MDec 1, 2025 to Mar 9, 2026
- Individual RAUM · $37.3M to $49.0MDec 1, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $5.3M to $6.6MDec 1, 2025 to Mar 9, 2026
- RAUM · $294M to $353MDec 1, 2025 to Mar 9, 2026
- Financial planning clients · 11-25 to 11-25Mar 24, 2025 to May 3, 2025
- Accounts · 369 to 413Mar 27, 2024 to Mar 24, 2025
- Advisory employees · 7 to 8Mar 27, 2024 to Mar 24, 2025
- Advisory activities · 2 to 3Mar 27, 2024 to Mar 24, 2025
- Corporate clients · 59 to 0Mar 27, 2024 to Mar 24, 2025
- HNW clients · 44 to 47Mar 27, 2024 to Mar 24, 2025
- Individual clients · 78 to 94Mar 27, 2024 to Mar 24, 2025
- Assets in custody · $83.8M to $89.7MMar 27, 2024 to Mar 24, 2025
- Employees · 7 to 13Mar 27, 2024 to Mar 24, 2025
- State-registered IARs · 7 to 8Mar 27, 2024 to Mar 24, 2025
- Discretionary RAUM · $245M to $289MMar 27, 2024 to Mar 24, 2025
- HNW RAUM · $155M to $175MMar 27, 2024 to Mar 24, 2025
- Individual RAUM · $28.2M to $37.3MMar 27, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $5.0M to $5.3MMar 27, 2024 to Mar 24, 2025
- RAUM · $250M to $294MMar 27, 2024 to Mar 24, 2025
- Accounts · 331 to 369Mar 24, 2023 to Mar 27, 2024
- Charity clients · 3 to 4Mar 24, 2023 to Mar 27, 2024
- Corporate clients · 44 to 59Mar 24, 2023 to Mar 27, 2024
- HNW clients · 43 to 44Mar 24, 2023 to Mar 27, 2024
- Individual clients · 66 to 78Mar 24, 2023 to Mar 27, 2024
- Assets in custody · $19.0M to $83.8MMar 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $209M to $245MMar 24, 2023 to Mar 27, 2024
- HNW RAUM · $144M to $155MMar 24, 2023 to Mar 27, 2024
- Individual RAUM · $22.0M to $28.2MMar 24, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $4.1M to $5.0MMar 24, 2023 to Mar 27, 2024
- RAUM · $214M to $250MMar 24, 2023 to Mar 27, 2024
- Accounts · 287 to 331Mar 24, 2022 to Mar 24, 2023
- Corporate clients · 41 to 44Mar 24, 2022 to Mar 24, 2023
- HNW clients · 39 to 43Mar 24, 2022 to Mar 24, 2023
Signals
2 dated events
- Charles David Jordan (Chief Investment Officer) appeared on Schedule A of Trail Ridge Investment Advisors, LlcMar 31, 2020 · Control person joined · fact
- Trail Ridge Investment Advisors, Llc filed its initial SEC registration (Form ADV)Aug 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@trailridgewm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 307-459-4050reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 720-577-4310reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 970-305-4940reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/trail-ridge-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- trailridgewm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 970 305-5150reportedpublic record, Form ADV, Mar 9, 2026
- Contact form
- trailridgewm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- trailridgewm.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026