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W•••••• P••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)10 years in industry

W•••••• P••• B•••••

Advisor at A••••• F•••••••• P•••••••• I•••

DOWNERS GROVE, IL | WILMETTE, IL

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Search this name across graphsid dfx:ria:3e0c36e0-897a-3305-516d-344a8f45005a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 3, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Jan 26, 2026	n/a	yes	DOWNERS GROVE, IL\|WILMETTE, IL	Current employment
P•• A••••••• S•••••••• L••	Independent wealth	Apr 26, 2024	Feb 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A••••••• S•••••••• L••	A••••• F•••••••• P•••••••• I•••	Feb 3, 2025	Jan 26, 2026	357	Firm change	RIA to RIA
A•••••• W••••• L••	P•• A••••••• S•••••••• L••	Jun 8, 2022

Relationships

Registered with (6)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 26, 2024 to Feb 3, 2025factForm ADV
→ A•••••• W••••• L••Registered adviserregistration: previous registration
Apr 11, 2022 to Jun 8, 2022factForm ADV
→ C• W••••• M••••••••• L••

Dated events

Occurred
Feb 3, 2025
Advisor changed firm
W•••••• P••• B••••• left P•• A••••••• S•••••••• L•• for A••••• F•••••••• P•••••••• I••• (registered 2026-01-26)
Form ADVobserved 7 days ago
Occurred
Jun 8, 2022
Advisor changed firm
W•••••• P••• B••••• left A•••••• W••••• L•• for P•• A••••••• S•••••••• L•• (registered 2024-04-26)
Form ADVobserved 7 days ago
Occurred
Mar 11, 2022
Advisor changed firm
W•••••• P••• B••••• left C• W••••• M••••••••• L•• for A•••••• W••••• L•• (registered 2022-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e0c36e0-897a-3305-516d-344a8f45005a
First observed: Feb 3, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.