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CRD 109648
TORONTO, ON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEPHEN LAWRENCE HENDERSON | n/a | PETERBOROUGH, ONTARIO | 19 | 41 | n/a | no |
| JOSEPH MARTIN MADILL | n/a | OAKVILLE, ONTARIO | 19 | 32 | n/a | no |
| BARBARA JOANNE LAPINS | n/a | CALGARY, ALBERTA | 19 | 24 | n/a | no |
| DIANE FONTAINE | n/a | MONTREAL, QUEBEC | 18 | 38 | n/a | no |
| DAVID WILLIAM BLAIR | n/a | VANCOUVER, ONTARIO | 18 | 29 | n/a | no |
| PAULA ANNE IVES | n/a | EDMONTON, ALBERTA | 16 | 29 | n/a | no |
| DONALD JAMES DOUGLAS | n/a | TORONTO, ONTARIO | 15 | 33 | n/a | no |
| DARRYL LEE BOURNE | n/a | CALGARY, ALBERT | 15 | 25 | n/a | no |
| MERLIN DAVID ANGUS DOUCETTE | n/a | CALGARY, ALBERTA | 15 | 25 | n/a | no |
| DAVID BRUCE SIMPSON | n/a | CALGARY, ALBERTA | 15 | 28 | n/a | no |
| TERRENCE DARWIN FAHR | n/a | VANCOUVER, BRITISH COLUMBIA | 15 | 24 | n/a | no |
| CARTER PAUL LEVEY | n/a | ETOBICOKE, ONTARIO | 15 | 26 | n/a | no |
| MARIO LAGIMONIERE | n/a | COWANSVILLE, QUEBEC | 14 | 35 | n/a | no |
| PETER WILLIAM PARTRIDGE | n/a | ST. CATHARINES, ONTARIO | 14 | 28 | n/a | no |
| DANIEL MCDONALD WARES | n/a | CALGARY, ALBERTA | 14 | 26 | 1 | no |
| BRYAN JAMES STEPHENS | n/a | TORONTO, ONTARIO | 14 | 20 | n/a | no |
| SACHA KARMAN | n/a | TORONTO, ONTARIO | 14 | 20 | n/a | no |
| JOHN BRIAN WOLFE | n/a | WATERLOO, ONTARIO | 14 | 28 | n/a | no |
| ANDREW ROBERT PAUL GRIMES | n/a | TORONTO, ONTARIO | 14 | 26 | n/a | no |
| SEAN REAGAN REYNAR | n/a | CALGARY, ALBERTA | 14 | 25 | n/a | no |
| MARCUS LAI | n/a | RICHMOND, BRITISH COLUMBIA | 14 | 33 | n/a | no |
| RICHARD MICHAEL SMERCHINSKI | n/a | WATERLOO, ONTARIO | 13 | 15 | n/a | no |
| RICHARD GAGNON | n/a | MONTREAL, QUEBEC | 13 | 39 | n/a | no |
| DONALD GRANT LOREE | n/a | TORONTO, ONTARIO | 13 | 47 | n/a | no |
| MICHAEL IAIN WILKIE | n/a | VANCOUVER, BRITISH COLUMBIA | 13 | 27 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AGNEW, DAVID, JOHN | DIRECTOR, CHAIR | Na | yes | 05/2004 | Jun 30, 2026 | Jun 30, 2026 |
| HUQ, FAIZA, MARIUM | CHIEF FINANCIAL OFFICER | Na | yes | 07/2017 | Jun 30, 2026 | Jun 30, 2026 |
| KARLSSON, ANNICA, ELISABETH | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2007 | Jun 30, 2026 | Jun 30, 2026 |
| PARMAR, VIJAY, SINGH | DIRECTOR & CO- PRESIDENT PRESIDENT | Na | yes | 09/2009 | Jun 30, 2026 | Jun 30, 2026 |
| ROYAL BANK HOLDING INC. | IMMEDIATE PARENT | E | yes | 10/2002 | Jun 30, 2026 | Jun 30, 2026 |
| Tinker, Nadine | Director | Na | yes | 12/2024 | Jun 30, 2026 | Jun 30, 2026 |
| ROYAL BANK OF CANADA | PARENT COMPANY | E | yes | 04/1998 | Jan 27, 2012 | Sep 3, 2024 |
| Sangekar, Om, Shekhar | CORPORATE SECRETARY | Na | yes | 06/2023 | Oct 19, 2023 | Sep 3, 2024 |
| SCOTT, MICHAEL, PETER | DIRECTOR & VICE-PRESIDENT | Na | yes | 12/2009 | Jan 27, 2012 | Sep 3, 2024 |
| Boulianne, Martin-pierre | CORPORATE SECRETARY | Na | no | 06/2025 | Jun 30, 2026 | Jun 30, 2026 |
| Russo, Erica | ASSISTANT CORPORATE SECRETARY | Na | no | 06/2025 | Jun 30, 2026 | Jun 30, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | n/a | National bd RIA | $310B | N | yes | n/a |
| RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | n/a | Asset manager | $178B | N | yes | n/a |
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | n/a | Asset manager | $104B | N | yes | n/a |
| BLUEBAY ASSET MANAGEMENT LLP | n/a | Former SEC adviser | $58B | N | yes | n/a |
| PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. | n/a | n/a | n/a | N | yes | n/a |
| RBC DOMINION SECURITIES GLOBAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| RBC DOMINION SECURITIES INC. | n/a | n/a | n/a | N | yes | n/a |
| RBC GLOBAL ASSET MANAGEMENT INC. | n/a | n/a | n/a | N | yes | n/a |
| RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC. | n/a | n/a | n/a | N | yes | n/a |
| RBC WEALTH MANAGEMENT FINANCIAL SERVICES INC. | n/a | n/a | n/a | N | yes | n/a |
| ROYAL BANK OF CANADA | n/a | n/a | n/a | Y | yes | n/a |
| ROYAL BANK OF CANADA (CHANNEL ISLANDS) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| ROYAL TRUST CORPORATION OF CANADA | n/a | n/a | n/a | N | yes | n/a |
| THE ROYAL TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| TORONTO, ONTARIO | n/a | Canada | 55 | yes |
| CALGARY, ALBERTA | n/a | Canada | 52 | yes |
| VANCOUVER, BRITISH COLUMBIA | n/a | Canada | 48 | yes |
| TORONTO, ONTARIO | n/a | Canada | 44 | yes |
| NORTH YORK, ONTARIO | n/a | Canada | 38 | yes |
| RICHMOND HILL, ONTARIO | n/a | Canada | 33 | yes |
| VANCOUVER, BRITISH COLUMBIA | n/a | Canada | 33 | yes |
| MONTREAL, QUEBEC | n/a | Canada | 28 | yes |
| WINNIPEG, MANITOBA | n/a | Canada | 28 | yes |
| LONDON, ONTARIO | n/a | Canada | 24 | yes |
| OAKVILLE, ONTARIO | n/a | Canada | 24 | yes |
| TORONTO, ONTARIO | n/a | Canada | 24 | yes |
| ETOBICOKE, ONTARIO | n/a | Canada | 23 | yes |
| VANCOUVER, BRITISH COLUMBIA | n/a | Canada | 22 | no |
| TORONTO, ON | n/a | Canada | 21 | no |
| HALIFAX, NOVA SCOTIA | n/a | Canada | 20 | yes |
| HAMILTON, ONTARIO | n/a | Canada | 20 | yes |
| MONTREAL, QUEBEC | n/a | Canada | 20 | yes |
| NEPEAN, ONTARIO | n/a | Canada | 20 | yes |
| MISSISSAUGA, ONTARIO | n/a | Canada | 19 | yes |
| TORONTO, ONTARIO | n/a | Canada | 19 | yes |
| OTTAWA, ONTARIO | n/a | Canada | 18 | yes |
| LEAMINGTON, ON | n/a | Canada | 16 | yes |
| MONTREAL, QUEBEC | n/a | Canada | 16 | yes |
| POINT-CLAIRE, QUEBEC | n/a | Canada | 16 | yes |
| SURREY, BRITISH COLUMBIA | n/a | Canada | 16 | yes |
| TORONTO, ONTARIO | n/a | Canada | 15 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 27, 2026 | $7.9B | $7.7B | 1,455 | 1,455 | 131 | n/a | n/a |
| 2024 | Jan 24, 2025 | $6.8B | $6.6B | 1,379 | 1,379 | 131 | n/a | n/a |
| 2023 | Jan 25, 2024 | $5.0B | $4.8B | 1,326 | 1,326 | 128 | n/a | n/a |
| 2022 | Jan 26, 2023 | $4.5B | $4.4B | 1,250 | 1,250 | 132 | n/a | n/a |
| 2021 | Jan 27, 2022 | $4.8B | $4.6B | 1,167 | 1,167 | 128 | n/a | n/a |
| 2020 | Jan 27, 2021 | $3.6B | $3.5B | 1,063 | 1,063 | 129 | n/a | n/a |
| 2019 | Jan 28, 2020 | $3.4B | $3.2B | 972 | 972 | 128 | n/a | n/a |
| 2018 | Jan 25, 2019 | $2.9B | $2.6B | 902 | 902 | 132 | n/a | n/a |
| 2017 | Jan 25, 2018 | $2.6B | $2.5B | 829 | 829 | 126 | n/a | n/a |
| 2016 | Jan 27, 2017 | $1.7B | $40.5M | 725 | 713 | n/a | n/a | n/a |
| 2015 | Jan 28, 2016 | $1.4B | $1.4B | 563 | 531 | n/a | n/a | n/a |
| 2014 | Jan 28, 2015 | $1.4B | $1.4B | 464 | 427 | n/a | n/a | n/a |
| 2013 | Jan 28, 2014 | $1.3B | $1.3B | 400 | 362 | n/a | n/a | n/a |
| 2012 | Jan 25, 2013 | $1.4B | $1.3B | 355 | 320 | n/a | n/a | n/a |
| 2011 | Jan 27, 2012 | $1.1B | $1.1B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 0.3% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.9B | $6.8B | 15.5% | $4.5B | 20.3% | 1,455 | 1,379 | 131 | 131 |