DFX Intelligence

G••• J••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

G••• J••••• V••••••

Advisor at P••••••• F••••••••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:3e2175d9-cdea-6b0d-2b05-35b37390d140

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F••••••••	State registered	May 2, 2012	n/a	yes	NEWPORT BEACH, CA	Current employment
T••• I••••••••• A•••••••• L••	Independent wealth	Feb 21, 2014	Feb 1, 2017	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• I••••••••• A•••••••• L••	n/a	Feb 1, 2017	n/a	n/a	Departure no registered destination	Departure
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	P••••••• F••••••••	Jan 10, 2014	May 2, 2012	-618

Relationships

Registered with (4)

→ P••••••• F••••••••Registered adviserregistration: current employment
May 2, 2012 to presentfactForm ADV
→ T••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 21, 2014 to Feb 1, 2017factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Feb 3, 2006 to Jan 10, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e2175d9-cdea-6b0d-2b05-35b37390d140
First observed: Jun 21, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.