DFX Intelligence

M•••••• S•••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

M•••••• S•••• H••••••••

Advisor at W••••••• F•••••••• P•••••••

EXTON, PA

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Search this name across graphsid dfx:ria:3e3df6b9-68aa-15bb-4f83-0be5b9125539

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• F•••••••• P•••••••	State registered	May 9, 2023	n/a	yes	EXTON, PA	Current employment
R•••••• • A•••••••••	Independent wealth	Feb 23, 2007	Mar 20, 2023	no	LANCASTER, PA\|LANCASTER, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• • A•••••••••	W••••••• F•••••••• P•••••••	Mar 20, 2023	May 9, 2023	50	Firm change	RIA to state RIA
V••••••• A•••••••• I•••	R•••••• • A•••••••••	Feb 13, 2007	Feb 23, 2007

Relationships

Registered with (3)

→ W••••••• F•••••••• P•••••••Registered adviserregistration: current employment
May 9, 2023 to presentfactForm ADV
→ R•••••• • A•••••••••Registered adviserregistration: previous registration
Feb 23, 2007 to Mar 20, 2023factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2003 to Feb 13, 2007factForm ADV

Dated events

Occurred
Mar 20, 2023
Advisor changed firm
M•••••• S•••• H•••••••• left R•••••• • A••••••••• for W••••••• F•••••••• P••••••• (registered 2023-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e3df6b9-68aa-15bb-4f83-0be5b9125539
First observed: Jul 8, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.