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RODGERS & ASSOCIATES, LLC, CRD 121700
LANCASTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JESSICA LEE RODGERS | n/a | LANCASTER, PA | 23 | 34 | 1 | no |
| RICK LEE RODGERS | Certified Financial Planner | LANCASTER, PA | 23 | 42 | 2 | no |
| ERIKA LEE ECKMAN | n/a | LANCASTER, PA | 12 | 15 | n/a | no |
| PATRICK CARNEY | n/a | LANCASTER, PA | 11 | 21 | 1 | no |
| JEREMIE LEE PATRICK | Certified Financial Planner | Lancaster, PA | 8 | 11 | 1 | no |
| Christopher Mark Hershey | Certified Financial Planner | Lancaster, PA | 7 | 12 | n/a | no |
| Ashley Rose Duff | Certified Financial Planner | Lancaster, PA | 5 | 13 | n/a | no |
| Gabrielle Helen Gioia | Certified Financial Planner | Lancaster, PA | 5 | 17 | n/a | no |
| Adam John Sclafani | Certified Financial Planner | Lancaster, PA | 5 | 12 | n/a | no |
| JARED WILLIAM CLARKIN WILCOX | Certified Financial Planner | LANCASTER, PA | 4 | 15 | 2 | no |
| Michael Alan Lenick | Chartered Financial Consultant | LANCASTER, PA | 3 | 11 | n/a | no |
| Brittany Christine Luttrell | Chartered Financial Consultant | LANCASTER, PA | 2 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLUESPRING WEALTH PARTNERS, LLC | Owner | E | yes | 07/2024 | Mar 30, 2026 | Mar 30, 2026 |
| CONNORS, SUSAN, LEE | DIRECTOR OF OPERATIONS | Na | yes | 07/2024 | Mar 30, 2026 | Mar 30, 2026 |
| SKRODINSKY, SANDRA, HORST | PRESIDENT, CHIEF COMPLIANCE OFFICER | Na | yes | 07/2024 | Mar 30, 2026 | Mar 30, 2026 |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | Owner | E | yes | 06/2014 | Jul 31, 2024 | Jul 31, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | Owner | E | yes | 06/2014 | Jul 31, 2024 | Jul 31, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC D/B/A KESTRA HOLDINGS | Owner | E | yes | 08/2014 | Jul 31, 2024 | Jul 31, 2024 |
| KESTRA FINANCIAL, INC | Owner | E | yes | 04/2017 | Jul 31, 2024 | Jul 31, 2024 |
| KINGFISHER HOLDING A, INC. | Owner | E | yes | 06/2019 | Jul 31, 2024 | Jul 31, 2024 |
| KINGFISHER HOLDING B, INC. | Owner | E | yes | 06/2019 | Jul 31, 2024 | Jul 31, 2024 |
| KINGFISHER HOLDING GP, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jul 31, 2024 | Jul 31, 2024 |
| KINGFISHER HOLDING, L.P. | Owner | E | yes | 06/2019 | Jul 31, 2024 | Jul 31, 2024 |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | Owner | C | yes | 02/2023 | Jul 31, 2024 | Jul 31, 2024 |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | Owner | C | yes | 02/2023 | Jul 31, 2024 | Jul 31, 2024 |
| OHCP VI ENZO AGGREGATOR, L.P. | Owner | C | yes | 02/2023 | Jul 31, 2024 | Jul 31, 2024 |
| RODGERS, JESSICA, LEE | Principal | Na | yes | 07/2024 | Dec 14, 2011 | Jul 31, 2024 |
| RODGERS, RICK, LEE | FINANCIAL ADVISOR | Na | yes | 07/2024 | Dec 14, 2011 | Jul 31, 2024 |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | Owner | C | yes | 06/2019 | Jul 31, 2024 | Jul 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $80B | N | yes | n/a |
| KESTRA PRIVATE WEALTH SERVICES, LLC | n/a | Bd affiliated wealth | $13B | N | yes | n/a |
| KESTRA INVESTMENT SERVICES, LLC | n/a | Former SEC adviser | $12B | N | yes | n/a |
| SNS FINANCIAL GROUP, LLC | n/a | Independent wealth | $5.4B | N | yes | n/a |
| KESTRA INVESTMENT MANAGEMENT, LLC. | n/a | Asset manager | $4.3B | N | yes | n/a |
| PROVISE MANAGEMENT GROUP, LLC | n/a | Independent wealth | $2.0B | N | yes | n/a |
| CAPITAL PLANNING ADVISORS LLC | n/a | Former SEC adviser | $1.5B | N | yes | n/a |
| BEACON RETIREMENT PLANNING SERVICES INC. | n/a | Independent wealth | $1.3B | N | yes | n/a |
| GOLDSTEIN ADVISORS, LLC | n/a | Independent wealth | $1.1B | N | yes | n/a |
| RITTER DANIHER FINANCIAL ADVISORY LLC | n/a | Former SEC adviser | $936M | N | yes | n/a |
| BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | n/a | Former SEC adviser | $872M | N | yes | n/a |
| HUGHES FINANCIAL SERVICES, LLC | n/a | Independent wealth | $760M | N | yes | n/a |
| HEDEKER WEALTH LLC | n/a | Independent wealth | $595M | N | yes | n/a |
| TATRO CAPITAL, LLC | n/a | Former SEC adviser | $277M | N | yes | n/a |
| HICKORY ASSET MANAGEMENT, INC. | n/a | Former SEC adviser | $249M | N | yes | n/a |
| KESTRA INSTITUTIONAL SERVICES, LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| AMERICAN FINANCIAL SOLUTIONS, INC. | n/a | n/a | n/a | N | yes | n/a |
| ARDEN TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| BERNARD R. WOLFE & ASSOCIATES, INC. | n/a | n/a | n/a | N | yes | n/a |
| COMPASS CAPITAL MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| KESTRA INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| OKLAHOMA FINANCIAL CENTER, INC. | n/a | n/a | n/a | N | yes | n/a |
| VECTOR INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $1.6B | $1.6B | 21 | 10 | 0 | n/a | n/a |
| 2024 | Mar 5, 2025 | $1.5B | $1.5B | 19 | 11 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.3B | $1.3B | 20 | 12 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.2B | $1.2B | 18 | 12 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $1.4B | $1.4B | 18 | 11 | 0 | n/a | n/a |
| 2020 | Mar 24, 2021 | $1.2B | $1.2B | 16 | 9 | 0 | n/a | n/a |
| 2019 | Mar 19, 2020 | $1.1B | $1.1B | 19 | 10 | 0 | n/a | n/a |
| 2018 | Mar 12, 2019 | $863M | $863M | 15 | 9 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $875M | $875M | 14 | 9 | 0 | n/a | n/a |
| 2016 | Mar 9, 2017 | $724M | $711M | 14 | 8 | n/a | n/a | n/a |
| 2015 | Feb 26, 2016 | $644M | $628M | 12 | 7 | n/a | n/a | n/a |
| 2014 | Feb 5, 2015 | $603M | $586M | 10 | 5 | n/a | n/a | n/a |
| 2013 | Feb 26, 2014 | $542M | $525M | 10 | 6 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $413M | $399M | 10 | 6 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $354M | $338M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6B | $1.5B | 9.6% | $1.2B | 10.9% | 21 | 19 | 0 | 0 |