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Advisor at HOWARD CAPITAL MANAGEMENT, LLC
HUNTSVILLE, TX | ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOWARD CAPITAL MANAGEMENT, LLC | Independent wealth | Feb 5, 2003 | n/a | yes | ALPHARETTA, GA|HUNTSVILLE, TX | Current employment |
| BLUE DUCK WEALTH MANAGEMENT | Former SEC adviser | Jun 20, 2016 | Oct 31, 2016 | no | ROSWELL, GA | Previous registration |
| ONYX WEALTH ADVISORS, INC. | Former SEC adviser | Dec 5, 2007 | Aug 26, 2009 | no | DALLAS, TX | Previous registration |
| ONYX WEALTH ADVISORS, INC. | Former SEC adviser | Sep 19, 2005 | Dec 31, 2005 | no | HUNTSVILLE, TX | Previous registration |
| WESTPARK WEALTH ADVISORS, INC. | Independent wealth | May 13, 2004 | Sep 28, 2005 | no | HOUSTON, TX | Previous registration |
| IMS SECURITIES, INC. | n/a | Jul 30, 2002 | Dec 31, 2004 | no | HUNTSVILLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BLUE DUCK WEALTH MANAGEMENT | n/a | Oct 31, 2016 | n/a | n/a | Departure no registered destination | Departure |
| ONYX WEALTH ADVISORS, INC. | BLUE DUCK WEALTH MANAGEMENT | Aug 26, 2009 | Jun 20, 2016 | 2,490 | Firm change after gap | Other |
| WESTPARK WEALTH ADVISORS, INC. | ONYX WEALTH ADVISORS, INC. | Sep 28, 2005 | Sep 19, 2005 | -9 | Firm change | Other |
| IMS SECURITIES, INC. | HOWARD CAPITAL MANAGEMENT, LLC | Dec 31, 2004 | Feb 5, 2003 | -695 | Firm change after gap | Other |