RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• V•••• H•••••
- Title
- CEO & Portfolio Managerreportedhowardcm.comfirm site, Sep 15, 2026
- Partner or owner
- “H••••• C•••••• M••••••••• L•• may maintain long or short positions in the financial instruments referred to and may transact in them as principal or agent.”reportedhowardcm.comthe sentence on the bio page
- Professional profile
- howardcm.com/watch-vance-howard-on-the-schwab-network-nvda-earnings-rareportedhowardcm.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- H••••• C•••••• M••••••••• L•• independent RIA currentsince Feb 5, 2003 · Alpharetta, Ga
- B••• D••• W••••• M••••••••• formerJun 20, 2016 to Oct 31, 2016 · Roswell, Ga
- O••• W••••• A•••••••• I••• formerDec 5, 2007 to Aug 26, 2009 · Dallas, Tx
- O••• W••••• A•••••••• I••• formerSep 19, 2005 to Dec 31, 2005 · Huntsville, Tx
- W••••••• W••••• A•••••••• I••• independent RIAMay 13, 2004 to Sep 28, 2005 · Houston, Tx
- I•• S••••••••• I••• unclassifiedJul 30, 2002 to Dec 31, 2004 · Huntsville, Tx
- B••• D••• W••••• M••••••••• to no registered destinationleft Oct 31, 2016 · Departure, no registered destination
- O••• W••••• A•••••••• I••• to B••• D••• W••••• M•••••••••left Aug 26, 2009, registered Jun 20, 2016 (2490 days) · Other
- W••••••• W••••• A•••••••• I••• to O••• W••••• A•••••••• I•••left Sep 28, 2005, registered Sep 19, 2005 (-9 days) · Other
- I•• S••••••••• I••• to H••••• C•••••• M••••••••• L••left Dec 31, 2004, registered Feb 5, 2003 (-695 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address