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M•••• A••••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

M•••• A••••• V•••••••••

Advisor at C••••• P••••••• L••

SAN FRANCISCO, CA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e44c94f-79d8-9b50-869e-84b22b8b9a0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Mar 30, 2022	n/a	yes	SAN FRANCISCO, CA\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	Nov 3, 2021	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••	C••••• P••••••• L••	Nov 1, 2021	Nov 3, 2021	2	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110496:151559:CA:2021-11-01	Nov 1, 2021	Nov 3, 2021	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Mar 30, 2022 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Nov 3, 2021 to presentfactForm ADV
→ B••••Registered adviserregistration: previous registration
Apr 22, 2014 to Nov 1, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e44c94f-79d8-9b50-869e-84b22b8b9a0f
First observed: Apr 22, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.