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RIA / WealthAdvisorCertified Financial Planner24 years in industry

SARAH E GALLAGHER

Advisor at FACET

WEST PALM BEACH, FL | Canton, GA

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Search this name across graphsid dfx:ria:3e46127b-3f45-93f9-560a-abb17abd9ea1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 27, 2001
First registration: Sep 17, 2003
Dual registered: no
Other names: SARAH E. JONES|SARAH E GALLAGHER|SARAH E. GALLAGHER
IAPD individual key: 4421833

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Jun 22, 2022	n/a	yes	WEST PALM BEACH, FL\|Canton, GA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 5, 2015	Jul 8, 2015	no	ATLANTA, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 19, 2012	Dec 23, 2013	no	ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 13, 2012	no	Alpharetta, GA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	May 23, 2008	Jun 1, 2009	no	ALPHARETTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 17, 2003	Jun 12, 2008	no	ALPHARETTA, GA\|ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	Facet	Jul 8, 2015	Jun 22, 2022	2,541	Firm change after gap	Wirehouse to RIA
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jul 13, 2012	Jun 19, 2012	-24	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Jun 12, 2008	May 23, 2008	-20	Firm change	Other

Relationships

Registered with (5)

→ FACETRegistered adviserregistration: current employment
Jun 22, 2022 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 5, 2015 to Jul 8, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 13, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 23, 2008 to Jun 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 17, 2003 to Jun 12, 2008factForm ADV

Dated events

No dated event names this entity yet.