DFX Intelligence

J••••• G•••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••••• G•••••• V••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:3e556ea7-8344-f8f0-5015-4addb1b87786

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Feb 20, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••••• G•••••• V••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jul 5, 2023	n/a	yes	NEW YORK, NY\|NEW YORK, NY	Current employment
A• W•••••	Former SEC adviser	May 24, 2012	Aug 15, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W•••••	C••••• P••••••• L••	Aug 15, 2023	Jul 5, 2023	-41	Firm change after gap	RIA to RIA
G•••••• S•••• W••••• S•••••••• L•••	A• W•••••	Dec 21, 2005	May 24, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
161950:151559:NY:2023-08-15	Aug 15, 2023	Jul 5, 2023	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jul 5, 2023 to presentfactForm ADV
→ A• W•••••Registered adviserregistration: previous registration
May 24, 2012 to Aug 15, 2023factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Feb 20, 2004 to Dec 21, 2005factForm ADV

Dated events

Occurred
Aug 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e556ea7-8344-f8f0-5015-4addb1b87786
First observed: Feb 20, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.