DFX Intelligence
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Reading the graph
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Advisor at W•••••••• C•••••• A•••••••• L••
SOUTHGATE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••••• C•••••• A•••••••• L•• | State registered | Mar 21, 2022 | n/a | yes | SOUTHGATE, MI | Current employment |
| F•••• A••••••• S••••••••• I••• | n/a | Jan 30, 2013 | Jul 31, 2013 | no | ORRVILLE, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••••• S••••••••• I••• | W•••••••• C•••••• A•••••••• L•• | Jul 31, 2013 | Mar 21, 2022 | 3,155 | Firm change after gap | Other |
| F•••• A••••• A••••••• S•••••••• I••• | F•••• A••••••• S••••••••• I••• | Jan 29, 2013 | Jan 30, 2013 |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Jul 2, 2012 | Jan 29, 2013 | no | CHESTERFIELD, MO|SOUTHGATE, MI | Previous registration |
| F•••• A••••• S••••••••• I••• | Former SEC adviser | Sep 3, 2010 | Jul 2, 2012 | no | SOUTHGATE, MI|WYANDOTTE, MI | Previous registration |
| 1 |
| Firm change |
| Other |
| F•••• A••••• S••••••••• I••• | F•••• A••••• A••••••• S•••••••• I••• | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |