This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$90.0MItem 5.F on the latest filing (2026-06-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$90.0M

Private client RAUM

$90.0MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Employees

2

Advisory employees

• Occurred

  Mar 24, 2022
  Advisor changed firm

  Patrick Allen Guentner left W•••••••• C•••••• A•••••••• L•• for First Allied Advisory Services, Inc. (registered 2012-07-02)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0b6d07e4-7f55-7f19-3694-915d78b732eb

First observed

Jun 22, 2026

Last observed

Jun 22, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.