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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
TUCSON, AZ | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 7, 2024 | n/a | yes | TUCSON, AZ|PLYMOUTH, MN | Current employment |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Jan 4, 2023 | Nov 1, 2024 | no | TUCSON, AZ | Previous registration |
| GREENBERG FINANCIAL GROUP | Independent wealth | Apr 27, 2020 | Jan 18, 2023 | no | TUCSON, AZ|TUCSON, AZ | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 29, 2014 | Mar 31, 2020 | no | TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 1, 2024 | Nov 7, 2024 | 6 | Firm change | RIA to ibd |
| GREENBERG FINANCIAL GROUP | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Jan 18, 2023 | Jan 4, 2023 | -14 | Firm change | RIA to RIA |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | GREENBERG FINANCIAL GROUP | Mar 31, 2020 | Apr 27, 2020 | 27 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169045:116407:AZ:2024-11-01 | Nov 1, 2024 | Nov 7, 2024 | TUCSON, AZ | Firm change |