DFX Intelligence
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Reading the graph
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Advisor at C•••••••• F••••••••• I•••
HAYDEN, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• F••••••••• I••• | Bd affiliated wealth | Aug 5, 2015 | n/a | yes | HAYDEN, ID | Current employment |
| F•••••••• L•• | Former SEC adviser | Apr 6, 2005 | Aug 6, 2015 | no | SPOKANE, WA|ELLENSBURG, WA|MOSES LAKE, WA|OTHELLO, WA|CLE ELUM, WA|SPOKANE, WA|COEUR D'ALENE, ID|COEUR D'ALENE, ID|HAYDEN, ID|PLUMMER, ID|LIBERTY LAKE, WA|MEDICAL LAKE, WA|RITZVILLE, WA|SPOKANE VALLEY, WA|SPOKANE, WA|SPOKANE, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• L•• | C•••••••• F••••••••• I••• | Aug 6, 2015 | Aug 5, 2015 | -1 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F•••••••• L•• | May 13, 2005 | Apr 6, 2005 |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 10, 2003 | May 13, 2005 | no | SPOKANE, WA | Previous registration |
| N•• S••••••••• C••••••••• | n/a | Aug 9, 2002 | Jul 22, 2003 | no | SCHAUMBURG, IL | Previous registration |
| -37 |
| Firm change after gap |
| Other |
| N•• S••••••••• C••••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 22, 2003 | Dec 10, 2003 | 141 | Firm change | Other |