DFX Intelligence

N••••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••••••• K•••••••••

Advisor at M••••• S••••••

Chicago, IL | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:3e6e63b3-88b3-fad0-af93-56d759c5e97e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 12, 2026	n/a	yes	Fort Lauderdale, FL\|Chicago, IL	Current employment
C•••••• W••••• M••••••••• L••	Independent wealth	Mar 12, 2018	Aug 5, 2026	no	NAPERVILLE, IL\|Naperville, IL\|NAPERVILLE, IL\|Chicago, IL\|Coral Gables, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M••••••••• L••	M••••• S••••••	Aug 5, 2026	Aug 12, 2026	7	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ C•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 12, 2018 to Aug 5, 2026factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e6e63b3-88b3-fad0-af93-56d759c5e97e
First observed: Mar 12, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.