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CRD 143490
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEPHEN DAVID PERL | n/a | New York, NY | NAPERVILLE, IL | 12 | 26 | 2 | yes |
| RICHARD ALLAN GOTTERER | Certified Financial Planner | NAPERVILLE, IL | Coral Gables, FL | 11 | 16 | 1 | no |
| SCOTT ALVIN POULIN | n/a | NAPERVILLE, IL | Coral Gables, FL | 11 | 16 | 1 | no |
| Scott Steiner | Certified Financial Planner | NAPERVILLE, IL | 8 | 23 | 4 | yes |
| Mark Rabinovich | Certified Financial Planner | New York, NY | NAPERVILLE, IL | 7 | 22 | n/a | yes |
| Christopher James Gruchacz | n/a | NAPERVILLE, IL | Coral Gables, FL | 6 | 20 | 1 | no |
| Dimitar Stefanov Tanchev | Chartered Financial Analyst | NAPERVILLE, IL | 6 | 17 | 1 | no |
| Paris Karasso | n/a | NAPERVILLE, IL | 6 | 25 | 1 | no |
| Alexander John Calamos | n/a | New York, NY | NAPERVILLE, IL | 5 | 10 | n/a | no |
| EDUARDO LUIS SORDO | Certified Financial Planner | Coral Gables, FL | NAPERVILLE, IL | 5 | 26 | 4 | no |
| Christopher M Jerin | n/a | NAPERVILLE, IL | 4 | 20 | 2 | no |
| Joseph Lawrence Weidenbach | n/a | NAPERVILLE, IL | 3 | 23 | 5 | yes |
| Victoria Vega | Certified Financial Planner | Coral Gables, FL | NAPERVILLE, IL | 3 | 12 | 1 | yes |
| JON ADAMS | Chartered Financial Analyst | Chicago, IL | 3 | 11 | 1 | yes |
| Evan Kanarek | n/a | NAPERVILLE, IL | New York, NY | 3 | 20 | 4 | yes |
| Stephanie Anastasia Carreras | n/a | Coral Gables, FL | NAPERVILLE, IL | 3 | 29 | 8 | no |
| William Lacy | Chartered Financial Analyst | NAPERVILLE, IL | Chicago, IL | 3 | 11 | n/a | no |
| Marc Ordona | Chartered Financial Analyst | NAPERVILLE, IL | San Francisco, CA | 3 | 19 | 3 | no |
| John Harold Campbell | n/a | NAPERVILLE, IL | 2 | 38 | 3 | yes |
| Phillip Miodowski | n/a | Chicago, IL | NAPERVILLE, IL | 2 | 10 | 2 | no |
| Sydney Lukatsevich | Certified Financial Planner | Chicago, IL | NAPERVILLE, IL | 2 | 12 | 3 | yes |
| Sarah Jane Cotejo Hoffmann | n/a | NAPERVILLE, IL | Chicago, IL | 2 | 15 | 1 | yes |
| Bradley Karkula | Certified Financial Planner | NAPERVILLE, IL | 2 | 18 | 2 | yes |
| Breanna Coffey | Certified Financial Planner | NAPERVILLE, IL | 2 | 11 | 2 | no |
| Marc James Poulos | n/a | NAPERVILLE, IL | 2 | 13 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | E | yes | 10/2004 | Jul 23, 2026 | Jul 23, 2026 |
| Dufresne, Daniel, Leo | EVP, CHIEF OPERATING OFFICER WEALTH MANAGEMENT | Na | yes | 04/2021 | Jul 23, 2026 | Jul 23, 2026 |
| Herman, Thomas, Edward | EVP, CHIEF FINANCIAL OFFICER | Na | yes | 06/2016 | Jul 23, 2026 | Jul 23, 2026 |
| KOUDOUNIS, JOHN, SPIRO | PRESIDENT & CHIEF EXECUTIVE OFFICER | Na | yes | 04/2016 | Jul 23, 2026 | Jul 23, 2026 |
| Ojala, Erik, Donald | SVP, GENERAL COUNSEL & SECRETARY | Na | yes | 07/2023 | Jul 23, 2026 | Jul 23, 2026 |
| CALAMOS ASSET MANAGEMENT, INC. | SOLE MANAGER/MEMBER | F | yes | 10/2004 | Nov 10, 2016 | Mar 22, 2024 |
| CALAMOS FAMILY PARTNERS, INC. | Member | E | yes | 09/2014 | Nov 10, 2016 | Mar 22, 2024 |
| CALAMOS PARTNERS LLC | Member | E | yes | 07/2016 | Nov 10, 2016 | Mar 22, 2024 |
| CALAMOS SR., JOHN, PETER | TRUSTEE AND SHAREHOLDER | E | yes | 08/1985 | Mar 30, 2012 | Mar 22, 2024 |
| CALAMOS SR., JOHN, PETER | Shareholder | D | yes | 12/2020 | Mar 30, 2012 | Mar 22, 2024 |
| CALAMOS SR., JOHN, PETER | Manager | F | yes | 07/2016 | Mar 30, 2012 | Mar 22, 2024 |
| CALAMOS SR., JOHN, PETER | FOUNDER, CHAIRMAN & GLOBAL CO-CIO | Na | yes | 10/2004 | Mar 30, 2012 | Mar 22, 2024 |
| JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST | Shareholder | D | yes | 10/2004 | Mar 22, 2024 | Mar 22, 2024 |
| KOUDOUNIS, JOHN, SPIRO | Manager | F | yes | 07/2016 | Mar 24, 2016 | Mar 22, 2024 |
| KOUDOUNIS, JOHN, SPIRO | Shareholder | C | yes | 12/2020 | Mar 24, 2016 | Mar 22, 2024 |
| SINKER, JACQUELINE, ELIZABETH | SVP, CHIEF COMPLIANCE OFFICER | Na | yes | 11/2015 | Dec 3, 2015 | Mar 22, 2024 |
| TAKAHASHI, WILLIAM, J | Manager | F | yes | 07/2016 | Mar 27, 2019 | Mar 22, 2024 |
| Weidenbach, Joseph, Lawrence | SVP, HEAD OF CALAMOS WEALTH MANAGEMENT | Na | yes | 10/2022 | Nov 2, 2022 | Mar 22, 2024 |
| Kelly, Walter, Morrissey | SVP, CHIEF COMPLIANCE OFFICER | Na | no | 04/2026 | Jul 23, 2026 | Jul 23, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CALAMOS ADVISORS LLC | n/a | Asset manager | $44B | N | yes | n/a |
| CALAMOS ANTETOKOUNMPO ASSET MANAGEMENT LLC | n/a | Asset manager | $26.8M | N | yes | n/a |
| CALAMOS PRIVATE EQUITY LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| CALAMOS ADVISORS MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS ANTETOKOUNMPO SUSTAINABLE EQUITIES TRUST | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS ARES QUANT FUND I, LP | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS ETF TRUST | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS FINANCIAL SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS GLOBAL OPPORTUNITIES FUND LP | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS INVESTMENT TRUST | n/a | n/a | n/a | N | yes | n/a |
| CKPE FUND I, LP | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 8 | no |
| CORAL GABLES | FL | United States | 6 | no |
| NEW YORK | NY | United States | 5 | no |
| SAN FRANCISCO | CA | United States | 1 | no |
| Portland | Or | United States | 1 | no |
| Milwaukee | Wi | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $5.5B | $4.9B | 51 | 39 | 6 | n/a | n/a |
| 2024 | Mar 27, 2025 | $4.1B | $3.7B | 45 | 36 | 7 | n/a | n/a |
| 2023 | Mar 22, 2024 | $3.3B | $3.1B | 41 | 33 | 8 | n/a | n/a |
| 2022 | Mar 30, 2023 | $3.1B | $2.9B | 35 | 26 | 4 | n/a | n/a |
| 2021 | Mar 29, 2022 | $3.4B | $3.3B | 30 | 24 | 3 | n/a | n/a |
| 2020 | Mar 12, 2021 | $2.6B | $2.5B | 31 | 26 | 2 | n/a | n/a |
| 2019 | Mar 17, 2020 | $1.9B | $1.8B | 29 | 25 | 2 | n/a | n/a |
| 2018 | Mar 27, 2019 | $1.5B | $1.4B | 26 | 22 | 2 | n/a | n/a |
| 2017 | Mar 23, 2018 | $1.5B | $1.4B | 27 | 21 | 3 | n/a | n/a |
| 2016 | Mar 24, 2017 | $1.2B | $1.2B | 25 | 21 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $1.1B | $994M | 26 | 22 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $917M | $917M | 21 | 19 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $928M | $927M | 22 | 11 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $880M | $880M | 14 | 7 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $902M | $902M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 3 | 5 | 7.1% | 3 | 1 | 0 | 16 | 10 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.5B | $4.1B | 33.8% | $3.1B | 21.0% | 51 | 45 | 6 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SAGE PRIVATE WEALTH GROUP, LLC | 2 | Dec 4, 2023 | Nov 30, 2023 | NAPERVILLE, IL | Team lift out | RIA to RIA | 6.5% |
| CALAMOS ADVISORS LLC | 4 | Nov 1, 2019 | Nov 14, 2019 | NAPERVILLE, IL | Team lift out | Other | 17.4% |
| CURI CAPITAL, LLC | 2 | Sep 25, 2018 | Sep 14, 2018 | NAPERVILLE, IL | Team lift out | RIA to RIA | 11.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WESCOTT FINANCIAL ADVISORY GROUP LLC | 2 | Nov 24, 2015 | Jul 28, 2015 | PHILADELPHIA, PA | Team lift out | Other | 15.4% |