DFX Intelligence

B••• W••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor9 years in industry

B••• W••••• S•••••••

Advisor at T•• N••••• G•••• L••

PROVO, UT

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Search this name across graphsid dfx:ria:3e7c21d2-3e13-f3a0-96df-083e11f66eb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 8, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• N••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• N••••• G•••• L••	Independent wealth	Mar 15, 2023	n/a	yes	PROVO, UT	Current employment
T••••••••• C••••••• L••	Asset manager	Apr 9, 2018	Jun 28, 2023	no	LEHI, UT\|Provo, UT\|Provo, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• C••••••• L••	T•• N••••• G•••• L••	Jun 28, 2023	Mar 15, 2023	-105	Firm change after gap	RIA to new firm
H•••••• T••••••• • K•••• L••	T••••••••• C••••••• L••	Feb 27, 2018	Apr 9, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
288576:323988:UT:2023-06-28	Jun 28, 2023	Mar 15, 2023	PROVO, UT	Firm change after gap

Relationships

Registered with (3)

→ T•• N••••• G•••• L••Registered adviserregistration: current employment
Mar 15, 2023 to presentfactForm ADV
→ T••••••••• C••••••• L••Registered adviserregistration: previous registration
Apr 9, 2018 to Jun 28, 2023factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Dec 8, 2017 to Feb 27, 2018factForm ADV

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e7c21d2-3e13-f3a0-96df-083e11f66eb3
First observed: Dec 8, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.