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T••••• E•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

T••••• E•••••• K•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Marshall, TX

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Search this name across graphsid dfx:ria:3e89b074-575a-6da0-6ee0-d5ead11ae38a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 28, 2022	n/a	yes	Marshall, TX\|Marshall, TX	Current employment
E••••• J••••	National bd RIA	Sep 22, 2014	Oct 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	Oct 31, 2022	Oct 28, 2022	-3	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:6363:TX:2022-10-31	Oct 31, 2022	Oct 28, 2022	MOUNT PLEASANT, TX	Firm change

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 28, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 22, 2014 to Oct 31, 2022factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
T••••• E•••••• K••••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-10-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e89b074-575a-6da0-6ee0-d5ead11ae38a
First observed: Sep 22, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.