DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 19, 2018 | n/a | yes | SANTA MONICA, CA | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 27, 2015 | Nov 21, 2018 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 21, 2018 | Nov 19, 2018 | -2 | Firm change | Ibd to wirehouse |