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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

David Allan Kania

Advisor at SANCTUARY ADVISORS, LLC

MIAMI, FL | Southbury, CT

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Search this name across graphsid dfx:ria:3e95d1e5-dac2-1cde-588a-58f40c05b2be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANCTUARY ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Dec 31, 2003
First registration: Jan 3, 2004
Dual registered: yes, broker-dealer
Other names: DAVID ALLAN KANIA|David Kania
IAPD individual key: 3031965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Mar 8, 2022	n/a	yes	MIAMI, FL\|Southbury, CT	Current employment
EDWARD JONES	National bd RIA	Aug 17, 2018	Sep 11, 2018	no	Southbury, CT\|ST LOUIS, MO	Previous registration
TRANSAMERICA INVESTMENT MANAGEMENT, LLC	n/a	Jul 30, 2004	Oct 9, 2008	no	WATERBURY, CT	Previous registration
DANA INVESTMENT ADVISORS INC	Mixed wealth	Jan 3, 2004	Aug 11, 2004	no	BROOKFIELD, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	SANCTUARY ADVISORS, LLC	Sep 11, 2018	Mar 8, 2022	1,274	Firm change after gap	Ibd to ibd
TRANSAMERICA INVESTMENT MANAGEMENT, LLC	EDWARD JONES	Oct 9, 2008	Aug 17, 2018	3,599	Firm change after gap	Other
DANA INVESTMENT ADVISORS INC	TRANSAMERICA INVESTMENT MANAGEMENT, LLC	Aug 11, 2004	Jul 30, 2004	-12	Firm change	Other

Relationships

Registered with (4)

→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 17, 2018 to Sep 11, 2018factForm ADV
→ TRANSAMERICA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 30, 2004 to Oct 9, 2008factForm ADV
→ DANA INVESTMENT ADVISORS INCRegistered adviserregistration: previous registration
Jan 3, 2004 to Aug 11, 2004factForm ADV

Dated events

No dated event names this entity yet.