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CRD 105879
WAUKESHA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARC ANDRE KAMBER | n/a | SEATTLE, WA | 35 | 35 | n/a | no |
| MICHAEL CHRISTOPHER STEWART | Chartered Financial Analyst | BROOKFIELD, WI | 31 | 31 | n/a | no |
| JEROME JOSEPH VERANTH | Chartered Financial Analyst | WAUKESHA, WI | 24 | 31 | n/a | no |
| ROBERT GLEN LEUTY | Chartered Financial Analyst | BROOKFIELD, WI | 22 | 25 | n/a | no |
| NOAMAN A.Q. SHARIEF | n/a | WAUKESHA, WI | 17 | 25 | 1 | no |
| LORI ANNE SALYERS | n/a | WAUKESHA, WI | 17 | 19 | n/a | no |
| DUANE RUDOLPH ROBERTS | Chartered Financial Analyst | IRVING, TX | 16 | 26 | 2 | no |
| GREGORY ALAN DAHLMAN | Chartered Financial Analyst | Waukesha, WI | 16 | 31 | 1 | no |
| DAVID M STAMM | Chartered Financial Analyst | WAUKESHA, WI | 16 | 19 | n/a | no |
| MATTHEW ROBERT SLOWINSKI | n/a | WAUKESHA, WI | 16 | 21 | n/a | no |
| ROCCO JOSEPH FIORDELISI | n/a | WEBSTER GROVES, MO | 11 | 37 | 3 | no |
| STEVEN ALLEN JAEGER | Certified Financial Planner|Chartered Financial Consultant | WAUKESHA, WI | 5 | 37 | n/a | no |
| SEAN ANDREW MCLEOD | Chartered Financial Analyst | WAUKESHA, WI | 4 | 28 | 1 | no |
| JAMES CHARLES JANIKOWSKI | n/a | Milwaukee, WI | 4 | 44 | 1 | no |
| THOMAS J WICKMAN | n/a | Milwaukee, WI | 4 | 46 | 1 | no |
| GARRETT JOSEPH BRIGMAN | n/a | Milwaukee, WI | 4 | 12 | 1 | no |
| JEFFRY J BRIGMAN | Certified Financial Planner | Milwaukee, WI | 4 | 45 | 1 | no |
| SHANE DAVID MORRIS | n/a | Colorado Springs, CO | 3 | 19 | 1 | no |
| David Brandt Weinstein | n/a | WAUKESHA, WI | 1 | 13 | n/a | no |
| BRIAN VICTOR LEHKY | n/a | WAUKESHA, WI | 1 | 18 | n/a | no |
| MARK RICHARD MIRSBERGER | n/a | WAUKESHA, WI | 1 | 34 | n/a | no |
| JAMES MICHAEL MIRSBERGER | n/a | WAUKESHA, WI | 1 | 31 | n/a | no |
| MIKHAIL I ALKHAZOV | Chartered Financial Analyst | WAUKESHA, WI | 0 | 23 | 1 | no |
| MICHAEL RICHARD HONKAMP | Chartered Financial Analyst | BROOKFIELD, WI | 0 | 32 | n/a | no |
| DANIEL GLENN SIEVERS | Chartered Financial Analyst | WAUKESHA, WI | 0 | 17 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MIRSBERGER, MARK, RICHARD | CEO, COO & TREASURER | C | yes | 12/2003 | Mar 24, 2026 | Mar 24, 2026 |
| ROBERTS, DUANE, RUDOLPH | DIRECTOR OF FAITH AND VALUES- BASED STRATEGIES | A | yes | 10/2025 | Mar 24, 2026 | Mar 24, 2026 |
| STEWART, MICHAEL, | EXECUTIVE VICE PRESIDENT, CHIEF | Na | yes | 09/2006 | Mar 24, 2026 | Mar 24, 2026 |
| VERANTH, JEROME, JOSEPH | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | B | yes | 01/2006 | Mar 24, 2026 | Mar 24, 2026 |
| ALKHAZOV, MIKHAIL, I | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER | Na | no | 10/2025 | Mar 24, 2026 | Mar 24, 2026 |
| BRIGMAN, GARRETT, JOSEPH | VICE PRESIDENT, WEALTH MANAGEMENT | Na | no | 10/2025 | Mar 24, 2026 | Mar 24, 2026 |
| BRIGMAN, JEFFRY, J | SENIOR VICE PRESIDENT | Na | no | 05/2022 | Mar 24, 2026 | Mar 24, 2026 |
| CHARCALIS, WILLIAM, GEORGE | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | Na | no | 03/2024 | Mar 24, 2026 | Mar 24, 2026 |
| DAHLMAN, GREGORY, ALAN | SENIOR VICE PRESIDENT | Na | no | 02/2006 | Mar 24, 2026 | Mar 24, 2026 |
| HONKAMP, MICHAEL, RICHARD | SENIOR VICE PRESIDENT | Na | no | 03/2005 | Mar 24, 2026 | Mar 24, 2026 |
| JAEGER, STEVEN, ALLEN | VICE PRESIDENT, WEALTH MANAGEMENT | Na | no | 10/2025 | Mar 24, 2026 | Mar 24, 2026 |
| JANIKOWSKI, JAMES, CHARLES | SENIOR VICE PRESIDENT | Na | no | 05/2022 | Mar 24, 2026 | Mar 24, 2026 |
| KAMBER, MARC, ANDRE | EXECUTIVE VICE PRESIDENT | Na | no | 02/1991 | Mar 24, 2026 | Mar 24, 2026 |
| KAUN, JAY, BRIAN | SENIOR VICE PRESIDENT | Na | no | 07/2015 | Mar 24, 2026 | Mar 24, 2026 |
| LEHKY, BRIAN, VICTOR | SENIOR VICE PRESIDENT | Na | no | 09/2018 | Mar 24, 2026 | Mar 24, 2026 |
| LEUTY, ROBERT, GLEN | DIRECTOR OF FIXED INCOME | Na | no | 12/2016 | Mar 24, 2026 | Mar 24, 2026 |
| MCLEOD, SEAN, ANDREW | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER | Na | no | 10/2025 | Mar 24, 2026 | Mar 24, 2026 |
| MIRSBERGER, JAMES, MICHAEL | INVESTMENT ADVISOR REPRESENTATIVE | Na | no | 11/2024 | Mar 24, 2026 | Mar 24, 2026 |
| SALYERS, LORI, ANNE | VICE PRESIDENT - COMPLIANCE | Na | no | 10/2025 | Mar 24, 2026 | Mar 24, 2026 |
| SHARIEF, NOAMAN, A.Q. | SENIOR VICE PRESIDENT | Na | no | 09/2018 | Mar 24, 2026 | Mar 24, 2026 |
| SIEVERS, DANIEL, GLENN | VICE PRESIDENT AND EQUITY PORTFOLIO MANAGER | Na | no | 04/2025 | Mar 24, 2026 | Mar 24, 2026 |
| SLOWINSKI, MATTHEW, ROBERT | SENIOR VICE PRESIDENT | Na | no | 09/2018 | Mar 24, 2026 | Mar 24, 2026 |
| STAMM, DAVID, M | SENIOR VICE PRESIDENT | Na | no | 07/2009 | Mar 24, 2026 | Mar 24, 2026 |
| STEWART FAMILY IRREVOCABLE | Trust | A | no | 01/2003 | Mar 24, 2026 | Mar 24, 2026 |
| Weinstein, David, Brandt | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER | Na | no | 01/2021 | Mar 24, 2026 | Mar 24, 2026 |
| WICKMAN, THOMAS, J | SENIOR VICE PRESIDENT | Na | no | 05/2022 | Mar 24, 2026 | Mar 24, 2026 |
| CLASSEN, DOUGLAS, WAYNE | SENIOR VICE PRESIDENT | Na | no | 09/1994 | Mar 27, 2012 | Mar 21, 2024 |
| STEWART FAMILY IRREVOCABLE TRUST | Trust | A | no | 01/2003 | Mar 27, 2012 | Mar 21, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $6.1B | $5.5B | 60 | 28 | 1 | n/a | n/a |
| 2024 | Mar 28, 2025 | $5.8B | $5.2B | 62 | 27 | 1 | n/a | n/a |
| 2023 | Mar 21, 2024 | $4.5B | $4.0B | 61 | 27 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | $4.4B | $3.8B | 53 | 23 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $4.6B | $4.1B | 47 | 19 | 0 | n/a | n/a |
| 2020 | Mar 25, 2021 | $4.8B | $4.3B | 46 | 19 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $4.5B | $4.1B | 45 | 18 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $5.2B | $4.7B | 44 | 18 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $4.9B | $4.4B | 43 | 17 | 0 | n/a | n/a |
| 2016 | Mar 15, 2017 | $7.2B | $4.3B | 43 | 17 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $6.6B | $4.0B | 42 | 12 | n/a | n/a | n/a |
| 2014 | Mar 13, 2015 | $3.6B | $3.6B | 39 | 12 | n/a | n/a | n/a |
| 2013 | Mar 14, 2014 | $4.5B | $3.2B | 38 | 12 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $3.6B | $3.1B | 35 | 12 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $3.7B | $3.2B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.1B | $5.8B | 5.5% | $4.4B | 11.1% | 60 | 62 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LEGACY CAPITAL PARTNERS, INC. | 4 | Jun 3, 2022 | Jun 1, 2022 | MILWAUKEE, WI | Firm absorbed | RIA to RIA | 100.0% |