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CRD 300221
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| EDWARD JOSEPH LIEBER | n/a | SAN JUAN CAPISTRANO, CA | 7 | 49 | 4 | no |
| RONALD DAVID STUMPF | n/a | WILMINGTON, NC | SAN JUAN CAPISTRANO, CA | 5 | 48 | 4 | no |
| MARIA TROYA ARRIOLA | n/a | SAN JUAN CAPISTRANO, CA | 0 | 42 | 4 | no |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | n/a | 0 | 0 | 0 | 1 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ELLS FINANCIAL SERVICES LLC | 3 | Jul 25, 2019 | Jan 5, 2026 | ANAHEIM, CA | Firm absorbed | Other | 75.0% |