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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

ELLS FINANCIAL SERVICES LLC

CRD 175408

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cebb8cd-fe68-836e-d35c-b227d67ca920

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2026 to Jun 11, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 175408
Filings on the tape: 1
First filed: Jun 11, 2026
Latest filed: Jun 11, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY NEAL LEWIS	n/a	Anaheim, CA	10	47	3	no
SHERRY LYNNE RADMORE	n/a	ANAHEIM, CA	0	41	3	no

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LSL FINANCIAL SERVICES, LLC	3	Jul 25, 2019	Jan 5, 2026	ANAHEIM, CA	Firm absorbed	Other	75.0%

Relationships

Registered with (5)

← SHERRY LYNNE RADMOREAdvisorregistration: current employment
May 29, 2026 to presentfactForm ADV
← GREGORY NEAL LEWISAdvisorregistration: current employment
Nov 24, 2015 to presentfactForm ADV
← EDWARD JOSEPH LIEBERAdvisorregistration: previous registration
Nov 24, 2015 to Jul 25, 2019factForm ADV
← RONALD DAVID STUMPFAdvisorregistration: previous registration
Nov 24, 2015 to Jul 25, 2019factForm ADV
← MARIA TROYA ARRIOLAAdvisorregistration: previous registration
Nov 24, 2015 to Jul 25, 2019factForm ADV

Moved with (1)

→ LSL FINANCIAL SERVICES, LLCRegistered adviser3 advisors, firm absorbed, same day
Jul 25, 2019 to Jan 5, 2026factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cebb8cd-fe68-836e-d35c-b227d67ca920
First observed: Jun 11, 2026
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELLS FINANCIAL SERVICES LLC

CRD 175408

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cebb8cd-fe68-836e-d35c-b227d67ca920

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY NEAL LEWIS

n/a

Anaheim, CA

SHERRY LYNNE RADMORE

n/a

ANAHEIM, CA

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LSL FINANCIAL SERVICES, LLC

Jul 25, 2019

Jan 5, 2026

ANAHEIM, CA

Firm absorbed

Other

75.0%