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Advisor at KESTRA ADVISORY SERVICES, LLC
Cerritos, CA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 10, 2017 | n/a | yes | Cerritos, CA|AUSTIN, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 21, 2010 | Mar 23, 2017 | no | LONG BEACH, CA|CERRITOS, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 19, 2004 | Oct 27, 2010 | no | LONG BEACH, CA|LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | KESTRA ADVISORY SERVICES, LLC | Mar 23, 2017 | Mar 10, 2017 | -13 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Oct 27, 2010 | Oct 21, 2010 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:283330:CA:2017-03-23 | Mar 23, 2017 | Mar 10, 2017 | CERRITOS, CA | Firm change |