DFX Intelligence

B•••••• C•••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

B•••••• C•••• I••

Advisor at S•••• F•••••••• G••••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e9e7030-7bd9-c533-342d-f45be89e7034

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F•••••••• G••••	Independent wealth	Jun 23, 2023	n/a	yes	HOUSTON, TX	Current employment
L••••••• W•••••• I•••	Independent wealth	Mar 11, 2021	Jun 21, 2023	no	The Woodlands, TX\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• W•••••• I•••	S•••• F•••••••• G••••	Jun 21, 2023	Jun 23, 2023	2	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L••••••• W•••••• I•••	Nov 5, 2015	Nov 17, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
106779:311687:TX:2023-06-21	Jun 21, 2023	Jun 23, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (4)

→ S•••• F•••••••• G••••Registered adviserregistration: current employment
Jun 23, 2023 to presentfactForm ADV
→ L••••••• W•••••• I•••Registered adviserregistration: previous registration
Mar 11, 2021 to Jun 21, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 11, 2012 to Nov 5, 2015factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Jun 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e9e7030-7bd9-c533-342d-f45be89e7034
First observed: Jul 27, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.