DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MKT AND ASSOCIATES LLC
Leland, NC | TACOMA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MKT AND ASSOCIATES LLC | Independent wealth | Dec 15, 2025 | n/a | yes | Leland, NC|TACOMA, WA | Current employment |
| DOMINION WEALTH MANAGEMENT, LLC | State registered | Jul 2, 2021 | Dec 4, 2025 | no | Wilmington, NC|WILMINGTON, NC | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 15, 2021 | Jul 16, 2021 | no | Whiteville, NC | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 10, 2020 | Nov 19, 2020 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DOMINION WEALTH MANAGEMENT, LLC | MKT AND ASSOCIATES LLC | Dec 4, 2025 | Dec 15, 2025 | 11 | Firm change | Other |
| AVANTAX ADVISORY SERVICES | DOMINION WEALTH MANAGEMENT, LLC | Jul 16, 2021 | Jul 2, 2021 | -14 | Firm change | Ibd to state RIA |
| MML INVESTORS SERVICES, LLC | AVANTAX ADVISORY SERVICES | Nov 19, 2020 | Jan 15, 2021 | 57 | Firm change | Ibd to ibd |