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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MKT AND ASSOCIATES LLC

CRD 329889

TACOMA, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d70e0380-6eed-5089-4901-cde8801041fc

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 25, 2024 to May 5, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $379MItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $379M
Private client RAUM: $372MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $126Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 545
Individual clients: 86
High net worth clients: 60
Custody, client assets: $341M
SEC number: 801-129572
CRD: 329889
Filings on the tape: 11
First filed: Jan 25, 2024
Latest filed: May 5, 2026
Organised: Limited Liability Company, WA
Website: mktandassociates.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW PHILLIP KEEFE	n/a	TACOMA, WA	2	25	6	no
JEAN PIERRE REMY PEDINIELLI	n/a	TACOMA, WA \| GIG HARBOR, WA	0	29	2	no
Webster Kenwood Burrier	n/a	Leland, NC \| TACOMA, WA	0	13	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEEFE, MATTHEW, PHILLIP	MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	12/2023	Jan 25, 2024	Sep 11, 2024
SCALABRINE, BRIAN, DAVID	Member	D	yes	12/2023	Jan 25, 2024	Sep 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COLUMBIA RIVER ADVISORS, LLC	n/a	Independent wealth	$191M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 24, 2026	$379M	$379M	6	3	2	n/a	n/a
2024	Feb 25, 2025	$275M	$275M	3	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$379M	$275M	37.5%	n/a	n/a	6	3	2	1

Relationships

Affiliated with (1)

→ COLUMBIA RIVER ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← Webster Kenwood BurrierAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← JEAN PIERRE REMY PEDINIELLIAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← MATTHEW PHILLIP KEEFEAdvisorregistration: current employment
Mar 20, 2024 to presentfactForm ADV

Controls (2)

← SCALABRINE, BRIAN, DAVIDOwnerMEMBER, ownership code D, individual
Jan 25, 2024 to Sep 11, 2024factForm ADV
← KEEFE, MATTHEW, PHILLIPOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 25, 2024 to Sep 11, 2024factForm ADV

Dated events

Occurred
Feb 24, 2026
Regulatory AUM changed
Mkt And Associates Llc reported RAUM $378.7M, up 37% from $275.5M (2025-12-19 to 2026-02-24)
Form ADVobserved 6 days ago
$103M
Occurred
Feb 25, 2025
Regulatory AUM changed
Mkt And Associates Llc reported RAUM $275.5M, up 144% from $113.0M (2024-09-11 to 2025-02-25)
Form ADVobserved 6 days ago
$163M
Occurred
Jan 25, 2024
First Form ADV filing
Mkt And Associates Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d70e0380-6eed-5089-4901-cde8801041fc
First observed: Jan 25, 2024
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MKT AND ASSOCIATES LLC

CRD 329889

TACOMA, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d70e0380-6eed-5089-4901-cde8801041fc

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW PHILLIP KEEFE

n/a

TACOMA, WA

JEAN PIERRE REMY PEDINIELLI

n/a

TACOMA, WA | GIG HARBOR, WA

Webster Kenwood Burrier

n/a

Leland, NC | TACOMA, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEEFE, MATTHEW, PHILLIP

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

12/2023

Jan 25, 2024

Sep 11, 2024

SCALABRINE, BRIAN, DAVID

Member

yes

12/2023

Jan 25, 2024

Sep 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COLUMBIA RIVER ADVISORS, LLC

n/a

Independent wealth

$191M

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 24, 2026

$379M

n/a

2024

Feb 25, 2025

$275M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$379M

$275M

37.5%

n/a