DFX Intelligence
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Reading the graph
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Advisor at E•••• W••••• M••••••••• L••
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••• W••••• M••••••••• L•• | Independent wealth | Jun 10, 2026 | n/a | yes | SAN DIEGO, CA | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Nov 4, 2021 | Jun 2, 2026 | no | Los Angeles, CA|LOS ANGELES, CA|San Diego, CA|Los Angeles, CA|Los Angeles, CA|Los Angeles, CA|San Diego, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | E•••• W••••• M••••••••• L•• | Jun 2, 2026 | Jun 10, 2026 | 8 | Firm change | Wirehouse to RIA |
| R•• C•••••• M••••••• L•• | J••• M••••• S••••••••• L•• | Nov 18, 2021 | Nov 4, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:79:CA:2021-11-16 | Nov 18, 2021 | Nov 4, 2021 | CENTURY CITY, CA | Firm change |
| Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 5, 2018 | Nov 18, 2021 | no | BEVERLY HILLS, CA|CENTURY CITY, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jul 2, 2015 | Jan 6, 2017 | no | LOS ANGELES, CA | Previous registration |
| -14 |
| Firm change |
| Ibd to wirehouse |
| U•• F•••••••• S••••••• I••• | R•• C•••••• M••••••• L•• | Jan 6, 2017 | Mar 5, 2018 | 423 | Firm change after gap | Wirehouse to ibd |