DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
N Alexander Alard
Feed of 09/14/2026
Also filed as N Alexander Alard
At current firm
0 y
since Jun 10, 2026
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Eiger Wealth Management, LLC independent RIA currentsince Jun 10, 2026 · San Diego, Ca
- J.P. Morgan Securities LLC wirehouseNov 4, 2021 to Jun 2, 2026 · Los Angeles, Ca
- RBC Capital Markets, LLC national BDMar 5, 2018 to Nov 18, 2021 · Beverly Hills, Ca
- UBS Financial Services Inc. wirehouseJul 2, 2015 to Jan 6, 2017 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Eiger Wealth Management, LLCleft Jun 2, 2026, registered Jun 10, 2026 (8 days) · Wirehouse to independent RIA
- RBC Capital Markets, LLC to J.P. Morgan Securities LLCleft Nov 18, 2021, registered Nov 4, 2021 (-14 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- UBS Financial Services Inc. to RBC Capital Markets, LLCleft Jan 6, 2017, registered Mar 5, 2018 (423 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- N Alexander Alard left J.P. Morgan Securities Llc for Eiger Wealth Management, Llc (registered 2026-06-10)Jun 2, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address