DFX Intelligence

D•••• H• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•••• H• M••••••••

Advisor at K•• A••••••• S••••••• L••

LOUISVILLE, KY | Hendersonville, TN

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Search this name across graphsid dfx:ria:3eb27fab-1218-4630-3855-937fc4c22b3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• A••••••• S••••••• L••	Independent wealth	Jan 21, 2025	n/a	yes	Hendersonville, TN\|LOUISVILLE, KY	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Feb 9, 2004	Nov 5, 2019	no	BRENTWOOD, TN\|BRENTWOOD, TN\|HENDERSONVILLE, TN\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	K•• A••••••• S••••••• L••	Nov 5, 2019	Jan 21, 2025	1,904	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
7461:289507:TN:2019-11-05	Nov 5, 2019	Jan 21, 2025	NASHVILLE, TN	Firm change after gap

Relationships

Registered with (2)

→ K•• A••••••• S••••••• L••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Feb 9, 2004 to Nov 5, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3eb27fab-1218-4630-3855-937fc4c22b3c
First observed: Feb 9, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.