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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

BRADLEY ADAM MILLER

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EASTON, MD

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Search this name across graphsid dfx:ria:3ebb48cd-a4da-750d-54a7-71e0fa590c91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 15, 2007
First registration: Mar 8, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5231029

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 17, 2014	n/a	yes	EASTON, MD	Current employment
MORGAN STANLEY	Wirehouse	Apr 7, 2010	Jan 23, 2014	no	Easton, MD	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 2, 2009	Mar 24, 2010	no	EASTON, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2007	Jan 7, 2008	no	OCEAN CITY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 23, 2014	Jan 17, 2014	-6	Firm change	Wirehouse to wirehouse
COMMONWEALTH FINANCIAL NETWORK	MORGAN STANLEY	Mar 24, 2010	Apr 7, 2010	14	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	COMMONWEALTH FINANCIAL NETWORK	Jan 7, 2008	Sep 2, 2009	604	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 8, 2007 to Jan 7, 2008factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 7, 2010 to Jan 23, 2014factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Sep 2, 2009 to Mar 24, 2010factForm ADV

Dated events

No dated event names this entity yet.