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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 1, 2026 | n/a | yes | SAN DIEGO, CA|SAN DIEGO, CA | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Feb 13, 2018 | May 24, 2019 | no | SAN DIEGO, CA | Previous registration |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | May 25, 2017 | Dec 31, 2017 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | LPL FINANCIAL LLC | May 24, 2019 | Jan 1, 2026 | 2,414 | Firm change after gap | RIA to ibd |