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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Lillie E Louis-Fils

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEWPORT BEACH, CA | Atlanta, GA | Marietta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ecbba59-a6d0-4ae1-d70f-f3fcb7d2cdea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Aug 24, 2010
First registration: Sep 1, 2010
Dual registered: yes, broker-dealer
Other names: LILLIE ELIZABETH QUICK|LILLIE ELIZABETH THOMAS|LILLIE ELIZABETH THOMAS|LILLIE LOWERY|LILLIE ELIZABETH QUICK|LILLIE ELIZABETH THOMAS|LILLIE ELIZABETH LOWERY|LILLIE E LOWERY
IAPD individual key: 5799058

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 22, 2013	n/a	yes	NEWPORT BEACH, CA\|Marietta, GA\|Atlanta, GA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 20, 2011	Jul 27, 2011	no	RICHMOND, VA\|FREDERICKSBURG, VA	Previous registration
EDWARD JONES	National bd RIA	Sep 1, 2010	Feb 8, 2011	no	STAFFORD, VA\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 27, 2011	Apr 22, 2013	635	Firm change after gap	Wirehouse to wirehouse
EDWARD JONES	WELLS FARGO ADVISORS	Feb 8, 2011	Apr 20, 2011	71	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Apr 22, 2013 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 20, 2011 to Jul 27, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 1, 2010 to Feb 8, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ecbba59-a6d0-4ae1-d70f-f3fcb7d2cdea
First observed: Sep 1, 2010
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Lillie E Louis-Fils

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEWPORT BEACH, CA | Atlanta, GA | Marietta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ecbba59-a6d0-4ae1-d70f-f3fcb7d2cdea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Apr 22, 2013

n/a

yes

NEWPORT BEACH, CA|Marietta, GA|Atlanta, GA

Current employment

WELLS FARGO ADVISORS

Wirehouse

Apr 20, 2011

Jul 27, 2011

RICHMOND, VA|FREDERICKSBURG, VA

Previous registration

EDWARD JONES

National bd RIA

Sep 1, 2010

Feb 8, 2011

STAFFORD, VA|ST LOUIS, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 27, 2011

Apr 22, 2013

635

Firm change after gap

Wirehouse to wirehouse

EDWARD JONES

WELLS FARGO ADVISORS

Feb 8, 2011

Apr 20, 2011

Firm change

Ibd to wirehouse